Clinton, MO E Ohio St Office
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Cetera
Institution
Firm-wide stats for Cetera
About
Cetera Investment Advisers LLC is an SEC‑registered adviser that distributes its services through a large nationwide network of independent advisors and serves individuals (both non‑HNW and high‑net‑worth), employer‑sponsored retirement plans, corporate and charitable clients, and institutional accounts. Its offerings include discretionary and non‑discretionary portfolio management, financial planning and consulting, ERISA 3(21) and 3(38) retirement services, wrap and non‑wrap program platforms, and access to third‑party money managers.
The firm operates as a multi‑manager platform in which advisors may implement model portfolios provided by an affiliated manager (CIM), select unaffiliated third‑party managers, or construct bespoke strategies; program options range from automated InvestPath allocations to direct indexing, private client overlays, and unified managed accounts. Accounts are run under a mix of discretionary and non‑discretionary authorities and across multiple program structures and custodial relationships, with ongoing supervision and annual client reviews described in the ADV.
Notable features include scale — the ADV reports over $256 billion in assets under management, more than 10,000 advisors and roughly 800,000 clients — and a suite of affiliations (an affiliated trust company, affiliated model provider, strategic fund and ETP partner arrangements, and cash‑sweep programs) that shape product availability and revenue flows. The ADV also discloses recent regulatory settlements with the SEC (described in 2021, 2022 and 2024) and identifies an affiliation with a municipal advisor, both of which prospective clients should review alongside the brochure’s descriptions of revenue‑sharing, sweep arrangements and other program‑level conflicts of interest.
Based on Cetera
Expertise
Based on Cetera
Location
1110 E Ohio St Ste A
Clinton MO 64735
Advisors at this office
3
Advisors at this office
Aaron F
Series 66
Clinton, MO
Cetera
Aaron Fickle is a financial advisor at Cetera with one year of industry experience. He holds a Series 66 designation and has worked previously at Avantax Advisory Services and Cook & Company CPAs + Wealth Management, where he also serves as a small business specialist and wealth management assistant. Fickle is an advisory board member of the Truman Lake Community Foundation. Cetera Investment Advisers LLC is an SEC-registered adviser serving a wide range of clients including individuals, retirement plans, corporate and charitable clients, and institutional accounts. The firm offers various portfolio management and financial planning services through a multi-manager platform with access to affiliated and third-party managers.
Ryan C
Series 63, Series 66
Clinton, MO
Cetera
Ryan Cook is a financial advisor at Cetera with over 22 years of industry experience. He holds Series 63 and Series 66 designations and has worked with firms including Avantax and 1st Global Advisors. Cook is the sole owner of Cook & Company Wealth Management, a CPA firm providing wealth management services. He serves as a board member of the Truman Lake Community Foundation, which awards grants to local organizations. Cetera Investment Advisers LLC is an SEC-registered firm serving individuals, retirement plans, corporate and charitable clients, and institutional accounts. The firm offers a range of investment management and consulting services through a platform that includes affiliated and third-party managers, supporting both discretionary and non-discretionary accounts.
Ashton F
Series 66
Clinton, MO
Cetera
Ashton Fickle is a financial advisor at Cetera with a Series 66 designation and one year of industry experience. Prior to joining Cetera, Ashton worked at Avantax Advisory Services and Avantax Investment Services, and also serves as a wealth management assistant and small business specialist at Cook & Company CPAs + Wealth Management. Cetera Investment Advisers LLC is an SEC-registered firm serving individuals, retirement plans, corporate, charitable, and institutional clients through a nationwide network of independent advisors. The firm offers a range of portfolio management, financial planning, and retirement services, employing a multi-manager platform that includes model portfolios, third-party managers, and customized strategies.
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