Covington, LA N. Collins Blvd. Office
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Cetera
Institution
Firm-wide stats for Cetera
About
Cetera Investment Advisers LLC is an SEC‑registered adviser that distributes its services through a large nationwide network of independent advisors and serves individuals (both non‑HNW and high‑net‑worth), employer‑sponsored retirement plans, corporate and charitable clients, and institutional accounts. Its offerings include discretionary and non‑discretionary portfolio management, financial planning and consulting, ERISA 3(21) and 3(38) retirement services, wrap and non‑wrap program platforms, and access to third‑party money managers.
The firm operates as a multi‑manager platform in which advisors may implement model portfolios provided by an affiliated manager (CIM), select unaffiliated third‑party managers, or construct bespoke strategies; program options range from automated InvestPath allocations to direct indexing, private client overlays, and unified managed accounts. Accounts are run under a mix of discretionary and non‑discretionary authorities and across multiple program structures and custodial relationships, with ongoing supervision and annual client reviews described in the ADV.
Notable features include scale — the ADV reports over $256 billion in assets under management, more than 10,000 advisors and roughly 800,000 clients — and a suite of affiliations (an affiliated trust company, affiliated model provider, strategic fund and ETP partner arrangements, and cash‑sweep programs) that shape product availability and revenue flows. The ADV also discloses recent regulatory settlements with the SEC (described in 2021, 2022 and 2024) and identifies an affiliation with a municipal advisor, both of which prospective clients should review alongside the brochure’s descriptions of revenue‑sharing, sweep arrangements and other program‑level conflicts of interest.
Based on Cetera
Expertise
Based on Cetera
Location
805 N. Collins Blvd.
Covington LA 70433
Advisors at this office
3
Advisors at this office
Paul H
Series 65, Series 63
New Orleans, LA
Cetera
Paul Hanley is a financial advisor with Cetera in New Orleans, LA, holding Series 63 and Series 65 licenses and two years of industry experience. Before joining Cetera in 2025, he worked at Charles Schwab & Co., Inc. from 2024 to 2024. In addition to his advisory work, Hanley operates Animal House Spa, a dog boarding, grooming, and daycare business. Cetera Investment Advisers LLC serves a broad client base including individuals, retirement plans, corporate, charitable, and institutional accounts. The firm offers a multi-manager investment platform with a wide range of portfolio management and financial planning services, supported by a nationwide network of over 10,000 advisors.
Shawn D
Series 63, Series 65
Covington, LA
Cetera
Shawn Duca is a financial advisor at Cetera with 22 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Cetera and its affiliated entities since 2022, as well as Hancock Bank and Hancock Investment Services from 2012. Cetera Investment Advisers LLC is an SEC-registered adviser serving individuals, retirement plans, corporate and charitable clients, and institutional accounts through a nationwide network of over 10,000 advisors. The firm offers a range of portfolio management and financial planning services, utilizing a multi-manager platform with various program options and affiliations.
Beau F
Series 63, Series 65
Covington, LA
Cetera
Beau Fontenot is a financial advisor at Cetera with 20 years of industry experience. He holds Series 63 and Series 65 registrations and has worked at Hancock Whitney Bank since 2005. He is a silent partner for Evangeline Properties of Villeplatte and Gate of Heaven Cemetery. Cetera Investment Advisers LLC is an SEC-registered firm serving individuals, employer-sponsored retirement plans, corporate, charitable, and institutional clients through a nationwide network of independent advisors. The firm offers a variety of portfolio management and consulting services across multiple program structures and manages over $256 billion in assets.
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