Fort Smith, AR South 70th Street Office

Team
Updated today
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Cetera

Institution

Firm-wide stats for Cetera

Total advisors

10,171

Across 5,094 offices

Clients per advisor

79 Low

Avg AUM per client

$306,089 Low

HNW client ratio

10% Low

About

Cetera Investment Advisers LLC is an SEC‑registered adviser that distributes its services through a large nationwide network of independent advisors and serves individuals (both non‑HNW and high‑net‑worth), employer‑sponsored retirement plans, corporate and charitable clients, and institutional accounts. Its offerings include discretionary and non‑discretionary portfolio management, financial planning and consulting, ERISA 3(21) and 3(38) retirement services, wrap and non‑wrap program platforms, and access to third‑party money managers.

The firm operates as a multi‑manager platform in which advisors may implement model portfolios provided by an affiliated manager (CIM), select unaffiliated third‑party managers, or construct bespoke strategies; program options range from automated InvestPath allocations to direct indexing, private client overlays, and unified managed accounts. Accounts are run under a mix of discretionary and non‑discretionary authorities and across multiple program structures and custodial relationships, with ongoing supervision and annual client reviews described in the ADV.

Notable features include scale — the ADV reports over $256 billion in assets under management, more than 10,000 advisors and roughly 800,000 clients — and a suite of affiliations (an affiliated trust company, affiliated model provider, strategic fund and ETP partner arrangements, and cash‑sweep programs) that shape product availability and revenue flows. The ADV also discloses recent regulatory settlements with the SEC (described in 2021, 2022 and 2024) and identifies an affiliation with a municipal advisor, both of which prospective clients should review alongside the brochure’s descriptions of revenue‑sharing, sweep arrangements and other program‑level conflicts of interest.

Based on Cetera

Expertise

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy

Based on Cetera

Occupation focus

Founder/Business Owner Executive

Based on Cetera

Location

3101 South 70th Street

Fort Smith AR 72903

Advisors at this office

11

Advisors at this office

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Christopher C

Series 66

Fort Smith, AR

Cetera

Christopher Cluck is a financial advisor with Cetera, holding a Series 66 designation and nine years of industry experience. He has worked at Avantax Investment Services and other related firms for six years and is also a member of Landmark PLC, Certified Public Accountants, where he oversees operations and prepares tax returns. In addition to his advisory role, he is a managing partner of commercial and residential real estate partnerships in Fort Smith, Arkansas. Cetera Investment Advisers LLC serves individual, corporate, and institutional clients nationwide through a network of independent advisors, offering portfolio management, financial planning, and retirement services across various program structures and custodial relationships.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
user avatar

James B

Series 66

Fort Smith, AR

Cetera

James Brashear is a financial advisor with Cetera in Fort Smith, Arkansas, holding a Series 66 registration and two years of industry experience. He has worked with Avantax and currently serves as Tax Director at Landmark PLC, Certified Public Accountants, where he has provided tax planning and consulting since 2009. Outside of his advisory roles, Brashear is a member and owner of Diamond Ragdolls of Arkansas, a business breeding Ragdoll cats. Cetera Investment Advisers LLC is an SEC-registered adviser serving a broad client base including individuals, retirement plans, corporate, charitable, and institutional accounts. The firm offers a range of portfolio management and financial planning services through a multi-manager platform with access to affiliated and third-party managers.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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Joshua M

Series 66

Fort Smith, AR

Cetera

Joshua Masters is a financial advisor at Cetera with a Series 66 designation and 10 years of industry experience. Prior to joining Cetera in 2025, he worked at Avantax Investment Services and Avantax Advisory Services from 2019 to 2025 and has provided public accounting services as a CPA member at Landmark PLC since 2018. Masters is also involved as a minority owner/member in a commercial real estate LLC and oversees operations in that capacity. Cetera Investment Advisers LLC is an SEC-registered adviser serving a broad client base, including individuals, retirement plans, corporate and charitable organizations, and institutional accounts. The firm offers a multi-manager platform with a range of portfolio management and financial planning services, supporting both discretionary and non-discretionary strategies through various program structures and third-party managers.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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Rocky G

Series 65

Fort Smith, AR

Cetera

Rocky Goodman is a Series 65-licensed financial advisor with Cetera, based in Fort Smith, AR, with four years of industry experience. He has extensive professional involvement in public accounting, serving as a partner and leader in multiple CPA firms over the past 15 years. Goodman also holds a board position as secretary of the Heights Neighborhood Association and has served in leadership roles within state CPA organizations. Cetera Investment Advisers LLC is a nationwide SEC-registered adviser supporting individuals, employer-sponsored retirement plans, corporate, charitable, and institutional clients through a variety of portfolio management and financial planning services. The firm operates a multi-manager platform offering model portfolios, third-party manager selection, and customized investment strategies across discretionary and non-discretionary accounts.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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Katherine M

Series 66

Fort Smith, AR

Cetera

Katherine Myers is a financial advisor with Cetera and holds a Series 66 credential. She has 10 years of industry experience and has worked with firms including Avantax Investment Services and 1st Global Advisors. She is also president of the Arkansas Society of Certified Public Accountants Student Education Fund, which allocates scholarships to accounting students pursuing CPA licenses. Cetera Investment Advisers LLC is a large SEC-registered advisory firm serving individual, institutional, and retirement plan clients through a nationwide network of independent advisors. The firm offers discretionary and non-discretionary portfolio management and financial planning, operating a multi-manager platform with a range of program options and over $256 billion in assets under management.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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Letitia T

Series 66

Fort Smith, AR

Cetera

Letitia Talkington is a financial advisor at Cetera with 23 years of industry experience and holds a Series 66 designation. She has previously worked at Avantax Advisory Services and 1ST Global Advisors, among other firms, and is also a member of Landmark PLC, a certified public accounting firm. Outside of her advisory role, she operates a dog grooming and boarding business specializing in show poodles. Cetera Investment Advisers LLC is a nationwide SEC-registered firm serving individuals, retirement plans, corporate, charitable, and institutional clients. The firm offers a multi-manager platform with various portfolio management options, financial planning, and access to third-party managers, managing over $256 billion in assets across more than 10,000 advisors.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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Sherry C

Series 65

Fort Smith, AR

Cetera

Sherry Chesser is a financial advisor at Cetera with a Series 65 designation and three years of industry experience. Prior to joining Cetera in 2025, she worked at Avantax Advisory Services from 2022 to 2025 and has served as a partner at Landmark PLC, Certified Public Accountants since 2006. Outside of her advisory role, she serves on the board of the Acansa Arts Festival and acts as treasurer for Helping Hurting Hearts, Inc., both nonprofit organizations, and participates in the Alabama Society of CPAs Partners In Peer Review Committee. Cetera Investment Advisers LLC is a nationwide SEC-registered advisor serving individual, retirement plan, corporate, charitable, and institutional clients. The firm offers a multi-manager platform with a range of portfolio management, financial planning, and consulting services delivered through a large network of over 10,000 advisors.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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Skyler L

Series 66

Fort Smith, AR

Cetera

Skyler Lewis is a financial advisor with Cetera, holding a Series 66 designation and five years of industry experience. Prior to joining Cetera in 2025, he worked at Avantax Advisory Services and Avantax Investment Services. He also serves as Treasurer for the Network of Executive Women, a nonprofit organization in Fort Smith, AR. Cetera Investment Advisers LLC is an SEC-registered adviser that serves individuals, retirement plans, corporate and charitable clients, and institutional accounts through a large nationwide network of independent advisors. The firm offers a multi-manager platform combining model portfolios, third-party managers, and bespoke strategies with both discretionary and non-discretionary service options.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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Deana I

Series 66

Fort Smith, AR

Cetera

Deana Infield is a financial advisor with Cetera who holds a Series 66 credential and has 20 years of industry experience. She has previously worked with Avantax and 1st Global Advisors, among other firms, and maintains a longstanding role as a partner with Landmark PLC, Certified Public Accountants. Infield serves on several nonprofit and community boards, including the Fort Smith Symphony and the Arkansas Society of CPAs. Cetera Investment Advisers LLC is an SEC-registered adviser that provides services through a large network of independent advisors, serving individual, corporate, charitable, and institutional clients. The firm offers a multi-manager platform with a range of portfolio management and retirement services, supporting both discretionary and non-discretionary accounts.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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Barbara H

Series 66

Fort Smith, AR

Cetera

Barbara Hambrick is a financial advisor with Cetera who holds a Series 66 designation and has 20 years of industry experience. Prior to joining Cetera in 2025, she worked at Avantax Advisory Services and 1st Global Advisors, among other firms. She serves on the board of Abilities Unlimited of Fort Smith, a nonprofit organization supporting individuals with intellectual and developmental disabilities, and chairs the endowment committee for the United Way of Fort Smith Area. Cetera Investment Advisers LLC is an SEC-registered firm that supports a large network of independent advisors serving individual, corporate, charitable, and institutional clients. The firm offers discretionary and non-discretionary portfolio management, financial planning, and access to third-party managers through a multi-manager platform with a range of program options.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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Dennis M

Series 66

Fort Smith, AR

Cetera

Dennis Moser is a financial advisor with Cetera, holding a Series 66 designation and 24 years of industry experience. He has held various roles at Avantax and 1ST Global Advisors, and also serves as a tax partner at Landmark PLC CPAs. Moser is a member of Landmark Financial LLC, a CPA firm that refers business to financial advisors. Cetera Investment Advisers LLC is an SEC-registered adviser supporting a nationwide network of independent advisors who serve individual, retirement plan, corporate, charitable, and institutional clients. The firm offers a range of portfolio management, financial planning, and consulting services through a multi-manager platform that includes affiliated and third-party managers with discretionary and non-discretionary program options.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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