Greenwood Village, CO S Yosemite Office

Team
Updated today
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Cetera

Institution

Firm-wide stats for Cetera

Total advisors

10,171

Across 5,095 offices

Clients per advisor

79 Low

Avg AUM per client

$306,089 Low

HNW client ratio

10% Low

About

Cetera Investment Advisers LLC is an SEC‑registered adviser that distributes its services through a large nationwide network of independent advisors and serves individuals (both non‑HNW and high‑net‑worth), employer‑sponsored retirement plans, corporate and charitable clients, and institutional accounts. Its offerings include discretionary and non‑discretionary portfolio management, financial planning and consulting, ERISA 3(21) and 3(38) retirement services, wrap and non‑wrap program platforms, and access to third‑party money managers.

The firm operates as a multi‑manager platform in which advisors may implement model portfolios provided by an affiliated manager (CIM), select unaffiliated third‑party managers, or construct bespoke strategies; program options range from automated InvestPath allocations to direct indexing, private client overlays, and unified managed accounts. Accounts are run under a mix of discretionary and non‑discretionary authorities and across multiple program structures and custodial relationships, with ongoing supervision and annual client reviews described in the ADV.

Notable features include scale — the ADV reports over $256 billion in assets under management, more than 10,000 advisors and roughly 800,000 clients — and a suite of affiliations (an affiliated trust company, affiliated model provider, strategic fund and ETP partner arrangements, and cash‑sweep programs) that shape product availability and revenue flows. The ADV also discloses recent regulatory settlements with the SEC (described in 2021, 2022 and 2024) and identifies an affiliation with a municipal advisor, both of which prospective clients should review alongside the brochure’s descriptions of revenue‑sharing, sweep arrangements and other program‑level conflicts of interest.

Based on Cetera

Expertise

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy

Based on Cetera

Occupation focus

Founder/Business Owner Executive

Based on Cetera

Location

5655 S Yosemite Ste 300

Greenwood Village CO 80111

Advisors at this office

7

Advisors at this office

user avatar

George L

Series 63, Series 65

Greenwood Village, CO

Cetera

George Lares is a financial advisor with Cetera, holding Series 63 and Series 65 credentials and bringing 43 years of industry experience. He has worked at Cetera and its related entities since 2022, following a 16-year tenure at First Financial Equity Corporation. Cetera Investment Advisers LLC serves a diverse client base including individuals, retirement plans, corporate and charitable clients, and institutions. The firm offers a multi-manager platform with various investment program options and provides both discretionary and non-discretionary portfolio management and financial planning services.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
user avatar

Eric M

Series 63, Series 66

Greenwood Village, CO

Cetera

Eric Montgomery is a financial advisor with Cetera, holding Series 63 and Series 66 licenses and bringing 13 years of industry experience. His prior work includes roles at Parkland Securities, Sigma Planning Corporation, LPL Financial, and Keybank, as well as military service in the U.S. Army. Montgomery is also involved in mortgage services as the owner of EM Lending LLC dba New Way Financial and participates in several financial services firms in advisory capacities. Cetera Investment Advisers LLC is a nationwide SEC-registered adviser serving a broad client base including individuals, retirement plans, corporate, charitable, and institutional clients. The firm offers a range of portfolio management and financial planning services through a multi-manager platform that provides access to both affiliated and third-party managers, supporting various investment program structures.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
user avatar

John B

CFP®, Series 63, Series 65

Greenwood Village, CO

Cetera

John Barringer is a CFP® with 40 years of experience in the financial services industry. He is currently with Cetera and has held roles at Cetera Wealth Services, Executive Wealth Planning, and First Financial Equity Corp. He contributes as a writer and advisory board member for a site focused on equity compensation planning. Cetera is an SEC-registered adviser serving a broad range of clients including individuals, retirement plans, corporate and charitable entities, and institutional accounts. The firm offers diverse portfolio management and financial planning services through a multi-manager platform with over 10,000 advisors and $256 billion in assets under management.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
user avatar

Eric K

Series 66

Greenwood Village, CO

Cetera

Eric Kammerer is a financial advisor with Cetera, holding a Series 66 designation and 25 years of industry experience. He has worked at Cetera and its affiliates since 2012 and serves as Senior Vice President of Investments at FFEC Wealth Partners, where he focuses on financial planning, investments, and insurance. Kammerer is also involved in the sale of fixed insurance products including life, health, annuities, and long-term care. Cetera Investment Advisers LLC is an SEC-registered firm serving a broad client base including individuals, retirement plans, and institutional accounts. The firm offers a multi-manager platform with discretionary and non-discretionary portfolio management, financial planning, and access to third-party money managers, managing over $256 billion in assets through more than 10,000 advisors nationwide.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
user avatar

Kenneth M

Series 63, Series 65

Greenwood Village, CO

Cetera

Kenneth Madsen is a financial advisor at Cetera with 37 years of industry experience. He holds the Series 63 and Series 65 licenses and has worked at several firms, including FFEC Wealth Partners and Simply Money Advisors. Outside of his advisory role, Madsen serves as a board member and treasurer for Independence Classical Academy and participates as a planning commissioner for Elbert County. Cetera Investment Advisers LLC is a large SEC-registered firm that serves individual, corporate, charitable, and institutional clients through a nationwide network of independent advisors. The firm offers a variety of portfolio management and retirement services and operates a multi-manager platform with access to affiliated and third-party investment strategies.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
user avatar

Peter S

Series 65, Series 63

Greenwood Village, CO

Cetera

Peter Sigal is a financial advisor with Cetera, holding Series 65 and Series 63 licenses and bringing 41 years of industry experience. He has worked with Cetera since 2022 and previously spent six years at First Financial Equity Corporation. Outside of his advisory role, he volunteers as a court-appointed special advocate for children involved in the family court system. Cetera Investment Advisers LLC serves individual, corporate, charitable, and institutional clients through a nationwide network of independent advisors. The firm offers a variety of portfolio management and financial planning services with access to affiliated and third-party managers across multiple program structures.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
user avatar

Leonard W

Series 63, Series 65

Greenwood Village, CO

Cetera

Leonard Waldmann III is a financial professional with 37 years of industry experience, currently affiliated with Cetera. He holds Series 63 and Series 65 designations and has worked at Cetera and its related entities since 2016, including prior experience at First Financial Equity Corporation. Waldmann is also involved with FFEC Wealth Partners in a financial services capacity. Cetera Investment Advisers LLC is an SEC-registered firm serving individual investors, employer-sponsored retirement plans, corporate and charitable clients, and institutional accounts. The firm offers a range of portfolio management and financial planning services through a multi-manager platform that supports both discretionary and non-discretionary strategies.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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