Honolulu, HI North Beretania Street Office

Team
Updated today
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Cetera

Institution

Firm-wide stats for Cetera

Total advisors

10,171

Across 5,094 offices

Clients per advisor

79 Low

Avg AUM per client

$306,089 Low

HNW client ratio

10% Low

About

Cetera Investment Advisers LLC is an SEC‑registered adviser that distributes its services through a large nationwide network of independent advisors and serves individuals (both non‑HNW and high‑net‑worth), employer‑sponsored retirement plans, corporate and charitable clients, and institutional accounts. Its offerings include discretionary and non‑discretionary portfolio management, financial planning and consulting, ERISA 3(21) and 3(38) retirement services, wrap and non‑wrap program platforms, and access to third‑party money managers.

The firm operates as a multi‑manager platform in which advisors may implement model portfolios provided by an affiliated manager (CIM), select unaffiliated third‑party managers, or construct bespoke strategies; program options range from automated InvestPath allocations to direct indexing, private client overlays, and unified managed accounts. Accounts are run under a mix of discretionary and non‑discretionary authorities and across multiple program structures and custodial relationships, with ongoing supervision and annual client reviews described in the ADV.

Notable features include scale — the ADV reports over $256 billion in assets under management, more than 10,000 advisors and roughly 800,000 clients — and a suite of affiliations (an affiliated trust company, affiliated model provider, strategic fund and ETP partner arrangements, and cash‑sweep programs) that shape product availability and revenue flows. The ADV also discloses recent regulatory settlements with the SEC (described in 2021, 2022 and 2024) and identifies an affiliation with a municipal advisor, both of which prospective clients should review alongside the brochure’s descriptions of revenue‑sharing, sweep arrangements and other program‑level conflicts of interest.

Based on Cetera

Expertise

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy

Based on Cetera

Occupation focus

Founder/Business Owner Executive

Based on Cetera

Location

300 North Beretania Street

Honolulu HI 96817

Advisors at this office

11

Advisors at this office

user avatar

Adrian H

Series 63, Series 65

Honolulu, HI

Cetera

Adrian Holmes is a financial advisor with Cetera, holding Series 63 and Series 65 licenses and bringing 10 years of industry experience. His prior roles include positions at LPL Financial, Prudential Insurance, and New York Life. Outside of his advisory work, Holmes is the sole owner of Hale Hoop, a basketball training business. Cetera Investment Advisers LLC is an SEC-registered firm serving individuals, retirement plans, corporate and charitable clients, and institutional accounts through a nationwide network of independent advisors. The firm offers a range of portfolio management and financial planning services with multiple program structures and access to third-party money managers.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
user avatar

Diana B

Series 66

Honolulu, HI

Cetera

Diana Bowe is a financial advisor at Cetera with Series 66 registration and no prior industry experience. Her work history includes roles at American Savings Bank and Canon USA, Inc. She is based in Honolulu, Hawaii. Cetera Investment Advisers LLC is a large SEC-registered firm serving individual clients, employer-sponsored retirement plans, corporate and charitable clients, and institutional accounts. The firm offers a range of portfolio management and consulting services through a multi-manager platform with over 10,000 advisors and approximately $256 billion in assets under management.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
user avatar

Evan K

Series 66

Honolulu, HI

Cetera

Evan Kagimoto is a financial advisor with Cetera in Honolulu, HI, holding a Series 66 designation and one year of industry experience. His prior work includes roles at American Savings Bank, New York Life, and University of Hawaii at Manoa. Outside of finance, he has been involved with Hans Hedemann Surf School. Cetera Investment Advisers LLC serves a broad client base including individuals, retirement plans, corporate and charitable clients, and institutional accounts. The firm offers a multi-manager platform with diverse portfolio management options, incorporating both affiliated and third-party managers.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
user avatar

Cyrus B

Series 66

Honolulu, HI

Cetera

Cyrus Brunson is a financial advisor at Cetera with one year of industry experience. He holds the Series 66 designation and has previously worked at American Savings Bank and Battery Bill's. Cetera Investment Advisers LLC is an SEC-registered firm that supports a nationwide network of independent advisors serving individuals, retirement plans, corporate, charitable, and institutional clients. The firm offers a range of portfolio management and financial planning services through a multi-manager platform with access to affiliated and third-party money managers.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
user avatar

Evan G

Series 66

Honolulu, HI

Cetera

Evan Grimes is a financial advisor at Cetera with two years of industry experience. He holds a Series 66 designation and has prior work experience at American Savings Bank and Bank of Hawaii. Outside of finance, he has worked in the hospitality and tourism sectors, including roles at Alan Wongs Restaurant and Maui Zipline Company. Cetera Investment Advisers LLC is an SEC-registered firm that serves a diverse client base, including individuals, retirement plans, corporate and charitable entities, and institutional accounts. The firm offers a variety of portfolio management and financial planning services through a large network of independent advisors and employs a multi-manager platform with a range of program options.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
user avatar

Carmen I

Series 63, Series 66

Honolulu, HI

Cetera

Carmen Iao is a financial advisor with Cetera in Honolulu, HI, holding Series 63 and Series 66 licenses and bringing 28 years of industry experience. She has been with Cetera and Cetera Investment Services LLC since 2017 and previously worked at American Savings Bank and LPL Financial LLC. Cetera Investment Advisers LLC is an SEC-registered firm serving a wide range of clients including individuals, employer-sponsored retirement plans, corporate, charitable, and institutional accounts. The firm offers diverse portfolio management and financial planning services through a multi-manager platform that includes both affiliated and third-party managers.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
user avatar

Steven C

Series 66

Honolulu, HI

Cetera

Steven Cleveland II is a financial advisor with Cetera based in Honolulu, HI. He holds a Series 66 designation and has one year of industry experience. Prior to his current role, he worked at American Savings Bank and has experience in the hospitality and retail sectors. Cetera Investment Advisers LLC is an SEC-registered firm serving a wide range of clients including individuals, retirement plans, corporate, charitable, and institutional accounts. The firm offers various portfolio management and financial planning services through a large network of independent advisors and provides multiple program options featuring both affiliated and third-party investment managers.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
user avatar

Xin L

Series 66

Honolulu, HI

Cetera

Xin Lin is a financial advisor at Cetera with one year of industry experience. Prior to joining Cetera, Lin worked at Ameriprise Financial and American Savings Bank. Lin also has a background in education, with several years at the University of Hawaii at Manoa and local schools. Cetera Investment Advisers LLC serves a diverse client base including individuals, retirement plans, corporate and charitable clients, and institutional accounts. The firm offers a multi-manager platform with various portfolio management options, combining discretionary and non-discretionary strategies across multiple program structures.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
user avatar

Reid K

Series 66

Honolulu, HI

Cetera

Reid Kimura is a financial advisor with Cetera, holding a Series 66 designation and seven years of industry experience. Prior to joining Cetera in 2025, he worked at Oppenheimer from 2018 to 2024 and held roles at First Derivatives PLC and Stevens Institute of Technology. Cetera Investment Advisers LLC is an SEC-registered firm serving individual, retirement plan, corporate, charitable, and institutional clients through a large network of independent advisors. The firm offers a range of portfolio management and financial planning services, utilizing a multi-manager platform with various program structures and investment options.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
user avatar

Carrie M

Series 66

Honolulu, HI

Cetera

Carrie Masuoka is a financial advisor at Cetera with one year of industry experience. She holds a Series 66 designation and previously worked at American Savings Bank for 14 years. Carrie is based in Honolulu, HI. Cetera Investment Advisers LLC is an SEC-registered firm that serves individual, corporate, charitable, and institutional clients through a nationwide network of independent advisors. The firm offers a range of portfolio management and financial planning services and operates a multi-manager platform with various program options and custodial relationships.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
user avatar

Philip P

Series 63, Series 66

Honolulu, HI

Cetera

Philip Pomella is a financial advisor with Cetera in Honolulu, HI, holding Series 63 and Series 66 licenses and over 25 years of industry experience. He has worked at Cetera since 2018 and previously spent four years at LPL Financial. Pomella serves as program manager and director of American Insurance and Investments at American Savings Bank and is a committee member on its retirement plan committee. Cetera Investment Advisers LLC is an SEC-registered firm that supports a nationwide network of independent advisors serving individuals, retirement plans, corporate, charitable, and institutional clients. The firm offers a range of portfolio management and financial planning services through various program platforms and access to third-party money managers.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
View complete list of advisors at this office
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