Honolulu, HI Queen Street Office
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Cetera
Institution
Firm-wide stats for Cetera
About
Cetera Investment Advisers LLC is an SEC‑registered adviser that distributes its services through a large nationwide network of independent advisors and serves individuals (both non‑HNW and high‑net‑worth), employer‑sponsored retirement plans, corporate and charitable clients, and institutional accounts. Its offerings include discretionary and non‑discretionary portfolio management, financial planning and consulting, ERISA 3(21) and 3(38) retirement services, wrap and non‑wrap program platforms, and access to third‑party money managers.
The firm operates as a multi‑manager platform in which advisors may implement model portfolios provided by an affiliated manager (CIM), select unaffiliated third‑party managers, or construct bespoke strategies; program options range from automated InvestPath allocations to direct indexing, private client overlays, and unified managed accounts. Accounts are run under a mix of discretionary and non‑discretionary authorities and across multiple program structures and custodial relationships, with ongoing supervision and annual client reviews described in the ADV.
Notable features include scale — the ADV reports over $256 billion in assets under management, more than 10,000 advisors and roughly 800,000 clients — and a suite of affiliations (an affiliated trust company, affiliated model provider, strategic fund and ETP partner arrangements, and cash‑sweep programs) that shape product availability and revenue flows. The ADV also discloses recent regulatory settlements with the SEC (described in 2021, 2022 and 2024) and identifies an affiliation with a municipal advisor, both of which prospective clients should review alongside the brochure’s descriptions of revenue‑sharing, sweep arrangements and other program‑level conflicts of interest.
Based on Cetera
Expertise
Based on Cetera
Location
333 Queen Street
Honolulu HI 96813
Advisors at this office
4
Advisors at this office
Sean U
CFP®, Series 63, Series 65
Honolulu, HI
Cetera
Sean Umetsu is a Certified Financial Planner (CFP®) with 25 years of industry experience. He is currently with Cetera and has worked within related firms since 2013. Outside of his advisory role, he is also involved in managing a rental property. Cetera Investment Advisers LLC is an SEC-registered firm that supports a nationwide network of independent advisors serving individuals, retirement plans, corporate, charitable, and institutional clients. The firm offers a range of portfolio management and consulting services through a multi-manager platform, with over 10,000 advisors and $256 billion in assets under management.
Victoria B
Series 63, Series 66
Honolulu, HI
Cetera
Victoria Berry is a financial advisor at Cetera with four years of industry experience. She holds Series 63 and Series 66 designations and has worked in roles at Cetera, Hawaii State FCU, LPL Financial LLC, Central Pacific Bank, and First Hawaiian Bank. Berry's background also includes positions at the University of Hawaii at Manoa and a human resources firm, KumabeHR. Cetera Investment Advisers LLC is an SEC-registered firm that serves individuals, retirement plans, corporate and charitable clients, and institutional accounts through a nationwide network of more than 10,000 advisors. The firm offers a range of portfolio management and financial planning services, utilizing a multi-manager platform with access to affiliated and third-party managers across various program structures.
Daniel K
Series 66
Honolulu, HI
Cetera
Daniel Krase is a financial advisor at Cetera with 18 years of industry experience and holds the Series 66 designation. His prior roles include positions at J.P. Morgan Securities and Hawaii State Federal Credit Union. He is based in Honolulu, HI. Cetera Investment Advisers LLC is an SEC-registered firm serving individual, corporate, charitable, and institutional clients through a nationwide network of over 10,000 advisors. The firm offers a range of portfolio management, financial planning, and retirement services, utilizing a multi-manager platform with discretionary and non-discretionary program options.
David K
Series 63, Series 65
Honolulu, HI
Cetera
David Kimura is a financial advisor at Cetera with 27 years of industry experience. He has held roles at Cetera since 2024 and previously worked at Hawaii State Federal Credit Union and CUSO Financial Services. Kimura holds Series 63 and Series 65 licenses. Cetera Investment Advisers LLC is an SEC-registered firm that serves individual investors, employer-sponsored retirement plans, corporate and charitable clients, and institutional accounts. The firm offers a range of portfolio management and financial planning services through a nationwide network of independent advisors and provides access to multiple investment platforms and third-party managers.
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