Jersey City, NJ Christopher Columbus Dr Office
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Cetera
Institution
Firm-wide stats for Cetera
About
Cetera Investment Advisers LLC is an SEC‑registered adviser that distributes its services through a large nationwide network of independent advisors and serves individuals (both non‑HNW and high‑net‑worth), employer‑sponsored retirement plans, corporate and charitable clients, and institutional accounts. Its offerings include discretionary and non‑discretionary portfolio management, financial planning and consulting, ERISA 3(21) and 3(38) retirement services, wrap and non‑wrap program platforms, and access to third‑party money managers.
The firm operates as a multi‑manager platform in which advisors may implement model portfolios provided by an affiliated manager (CIM), select unaffiliated third‑party managers, or construct bespoke strategies; program options range from automated InvestPath allocations to direct indexing, private client overlays, and unified managed accounts. Accounts are run under a mix of discretionary and non‑discretionary authorities and across multiple program structures and custodial relationships, with ongoing supervision and annual client reviews described in the ADV.
Notable features include scale — the ADV reports over $256 billion in assets under management, more than 10,000 advisors and roughly 800,000 clients — and a suite of affiliations (an affiliated trust company, affiliated model provider, strategic fund and ETP partner arrangements, and cash‑sweep programs) that shape product availability and revenue flows. The ADV also discloses recent regulatory settlements with the SEC (described in 2021, 2022 and 2024) and identifies an affiliation with a municipal advisor, both of which prospective clients should review alongside the brochure’s descriptions of revenue‑sharing, sweep arrangements and other program‑level conflicts of interest.
Based on Cetera
Location
95 Christopher Columbus Dr, Fl 13
Jersey City NJ 07302
Advisors at this office
4
Advisors at this office
Emily W
CFP®, Series 63
Jersey City, NJ
Cetera
Emily Wirgin is a CFP®-designated financial advisor with 20 years of industry experience. She is currently with Cetera and has held prior roles at Allied Wealth Partners and Minnesota Life Insurance Company. She is also the owner and president of Mozem Financial, LLC, an expense management business. Cetera Investment Advisers LLC is an SEC-registered firm that serves individual, corporate, charitable, and institutional clients through a large nationwide network of independent advisors. The firm offers various portfolio management and consulting services and operates a multi-manager platform that includes model portfolios, third-party managers, and customizable strategies.
Michael D
CFP®, ChFC®, Series 63, Series 66
Jersey City, NJ
Cetera
Michael Daniels Jr. is a CFP® and ChFC® credentialed financial advisor with 20 years of industry experience. He is currently affiliated with Cetera and has also worked with Allied Wealth Partners and Minnesota Life Insurance Co. Daniels holds roles as an agent/broker in fixed insurance sales through Allied Wealth Partners and Financial Focus Group LLC. Cetera Investment Advisers LLC serves a broad client base including individuals, retirement plans, corporate, charitable, and institutional clients. The firm offers a multi-manager platform with diverse portfolio management options and access to third-party money managers.
Nicholas K
Series 66
Jersey City, NJ
Cetera
Nicholas Kayal is a financial advisor at Cetera with one year of industry experience. He holds the Series 66 designation and previously worked at Provident Bank and attended Princeton University. He is also active as a financial advisor with Financial Focus Group, providing financial services. Cetera Investment Advisers LLC is an SEC-registered firm that serves a wide range of clients including individuals, retirement plans, corporate and charitable organizations, and institutional accounts. The firm offers a multi-manager platform with various portfolio management options, combining discretionary and non-discretionary authorities and access to affiliated and third-party managers.
Roderick C
CFP®, Series 63
Jersey City, NJ
Cetera
Roderick Carolan is a CFP® with 27 years of experience in the financial services industry. He is currently affiliated with Cetera and has previously worked with Allied Wealth Partners, Securian Financial Services, and Minnesota Life Insurance Co. Outside of his advisory role, he is a partner in Financial Focus Group LLC. Cetera Investment Advisers LLC is an SEC-registered firm that serves individuals, retirement plans, corporate and charitable clients, and institutional accounts. The firm offers a multi-manager platform with a variety of portfolio management and planning services, supporting a broad network of over 10,000 advisors and managing over $256 billion in assets.
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