Santa Ana, CA Hutton Centre Drive Office
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Cetera
Institution
Firm-wide stats for Cetera
About
Cetera Investment Advisers LLC is an SEC‑registered adviser that distributes its services through a large nationwide network of independent advisors and serves individuals (both non‑HNW and high‑net‑worth), employer‑sponsored retirement plans, corporate and charitable clients, and institutional accounts. Its offerings include discretionary and non‑discretionary portfolio management, financial planning and consulting, ERISA 3(21) and 3(38) retirement services, wrap and non‑wrap program platforms, and access to third‑party money managers.
The firm operates as a multi‑manager platform in which advisors may implement model portfolios provided by an affiliated manager (CIM), select unaffiliated third‑party managers, or construct bespoke strategies; program options range from automated InvestPath allocations to direct indexing, private client overlays, and unified managed accounts. Accounts are run under a mix of discretionary and non‑discretionary authorities and across multiple program structures and custodial relationships, with ongoing supervision and annual client reviews described in the ADV.
Notable features include scale — the ADV reports over $256 billion in assets under management, more than 10,000 advisors and roughly 800,000 clients — and a suite of affiliations (an affiliated trust company, affiliated model provider, strategic fund and ETP partner arrangements, and cash‑sweep programs) that shape product availability and revenue flows. The ADV also discloses recent regulatory settlements with the SEC (described in 2021, 2022 and 2024) and identifies an affiliation with a municipal advisor, both of which prospective clients should review alongside the brochure’s descriptions of revenue‑sharing, sweep arrangements and other program‑level conflicts of interest.
Based on Cetera
Expertise
Based on Cetera
Location
6 Hutton Centre Drive Ste 1280
Santa Ana CA 92707
Advisors at this office
3
Advisors at this office
Kristin B
Series 65, Series 63
Santa Ana, CA
Cetera
Kristin Brkich is a financial advisor at Cetera with nine years of industry experience. She holds Series 65 and Series 63 licenses and has worked at JMB Financial Managers, Inc. since 1992, where she currently serves as Corporate Treasurer. Outside of her advisory role, she is the Chairperson of the Board of Directors at Servite High School. Cetera Investment Advisers LLC is an SEC-registered firm that serves individual, employer, corporate, charitable, and institutional clients through a nationwide network of independent advisors. The firm offers various portfolio management and advisory services, utilizing a multi-manager platform with a wide range of investment options and program structures.
Stephanie K
Series 66
Santa Ana, CA
Cetera
Stephanie Kikawa is a financial advisor with Cetera, holding a Series 66 designation and currently based in Santa Ana, CA. She has been with Cetera and Cetera Advisors LLC since 2026 and also has experience with JMB Financial Managers since 2023. Prior to her advisory roles, she spent six years at the Riverside County Office of Education. Cetera Investment Advisers LLC is an SEC-registered firm serving a broad client base including individuals, retirement plans, corporate and charitable clients, and institutional accounts. The firm offers a variety of portfolio management and consulting services through a multi-manager platform, supporting both discretionary and non-discretionary strategies.
Jack B
CFP®, Series 63
Santa Ana, CA
Cetera
Jack Brkich III is a CFP® professional with 35 years of industry experience, currently affiliated with Cetera. He has been with Cetera Advisors LLC since 2013 and maintains an ongoing advisory role at JMB Financial Managers, Inc. Outside of his advisory work, he serves as a board member on the finance council of St. Cecilia Church in Tustin, CA. Cetera Investment Advisers LLC is an SEC-registered firm that supports a nationwide network of independent advisors, serving individual and institutional clients through a variety of portfolio management and retirement plan services. The firm offers a multi-manager platform with flexible investment options, including affiliated and third-party managers, automated allocations, and bespoke strategies.
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