Scottsdale, AZ 6720 N Scottsdale Rd Office

Team
Updated today
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Cetera

Institution

Firm-wide stats for Cetera

Total advisors

10,190

Across 5,084 offices

Clients per advisor

79 Low

Avg AUM per client

$306,089 Low

HNW client ratio

10% Low

About

Cetera Investment Advisers LLC is an SEC‑registered adviser that distributes its services through a large nationwide network of independent advisors and serves individuals (both non‑HNW and high‑net‑worth), employer‑sponsored retirement plans, corporate and charitable clients, and institutional accounts. Its offerings include discretionary and non‑discretionary portfolio management, financial planning and consulting, ERISA 3(21) and 3(38) retirement services, wrap and non‑wrap program platforms, and access to third‑party money managers.

The firm operates as a multi‑manager platform in which advisors may implement model portfolios provided by an affiliated manager (CIM), select unaffiliated third‑party managers, or construct bespoke strategies; program options range from automated InvestPath allocations to direct indexing, private client overlays, and unified managed accounts. Accounts are run under a mix of discretionary and non‑discretionary authorities and across multiple program structures and custodial relationships, with ongoing supervision and annual client reviews described in the ADV.

Notable features include scale — the ADV reports over $256 billion in assets under management, more than 10,000 advisors and roughly 800,000 clients — and a suite of affiliations (an affiliated trust company, affiliated model provider, strategic fund and ETP partner arrangements, and cash‑sweep programs) that shape product availability and revenue flows. The ADV also discloses recent regulatory settlements with the SEC (described in 2021, 2022 and 2024) and identifies an affiliation with a municipal advisor, both of which prospective clients should review alongside the brochure’s descriptions of revenue‑sharing, sweep arrangements and other program‑level conflicts of interest.

Based on Cetera

Expertise

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy

Based on Cetera

Occupation focus

Founder/Business Owner Executive

Based on Cetera

Location

6720 N Scottsdale Rd, St 290

Scottsdale AZ 85253

Advisors at this office

11

Advisors at this office

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Lloyd S

CFP®, Series 66

Scottsdale, AZ

Cetera

Lloyd Strode is a CFP®-certified financial advisor with 13 years of industry experience. He is currently affiliated with Cetera and has held positions at several entities including Strode Private Wealth, Strode Financial LLC, and North Star Consultants, Inc. Outside of financial services, he serves as Chairperson for the allied members of the Arizona Veterinary Medicine Association and is a part-owner of a golf course. Cetera Investment Advisers LLC is an SEC-registered firm that serves individual, retirement plan, corporate, charitable, and institutional clients through a nationwide network of over 10,000 advisors. The firm offers a range of portfolio management and consulting services and provides access to both affiliated and unaffiliated third-party managers across multiple program structures.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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Stephanie T

CFP®, ChFC®, Series 66

Scottsdale, AZ

Cetera

Stephanie Tsang is a financial advisor with Cetera, holding CFP® and ChFC® designations and over 20 years of industry experience. She has worked at firms including Securian Financial Services, Minnesota Life Insurance Company, and Integra Partners LLC. Outside of her advisory role, she is involved in fixed insurance sales through North Star Consultants and acts as a connector within the medical community through the Arizona Healthcare Referral Collaborative. Cetera Investment Advisers LLC operates a nationwide network of independent advisors serving individuals, retirement plans, corporate and charitable clients, and institutional accounts. The firm offers a range of portfolio management and financial planning services, utilizing a multi-manager platform with discretionary and non-discretionary options and overseeing more than $256 billion in assets.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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Eric S

ChFC®, Series 63

Scottsdale, AZ

Cetera

Eric Seybert is a ChFC® credentialed financial professional with 31 years of experience in the industry. He has been with Cetera and Cetera Wealth Services, LLC since 2023 and has a long history with North Star Consultants Inc dating back to 1995. Outside of his advisory roles, he owns BIGSKYNOMADS LLC. Cetera Investment Advisers LLC is a nationwide SEC-registered firm serving individual, retirement plan, corporate, charitable, and institutional clients. The firm offers a range of portfolio management and financial planning services through a multi-manager platform that supports various investment strategies and program structures.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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Calvin A

Series 66

Scottsdale, AZ

Cetera

Calvin Adams is a financial advisor at Cetera with a Series 66 designation and one year of industry experience. His prior work experience includes roles in hospitality, landscaping, and education. Outside of finance, he has been involved with the Global Ambassador Hotel since 2024. Cetera Investment Advisers LLC serves a broad client base including individuals, retirement plans, corporate, charitable, and institutional clients. The firm offers various portfolio management and financial planning services through a multi-manager platform, supporting both discretionary and non-discretionary accounts.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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Hannah F

Series 66

Scottsdale, AZ

Cetera

Hannah Flodin is a financial professional with Cetera, holding a Series 66 designation and five years of industry experience. She has worked with multiple firms, including Student Loan Subspecialists and Humble Wealth, and has experience in fixed insurance sales and financial services. Outside of finance, she owns and operates a dog sitting business and co-owns an eBook publishing venture. Cetera Investment Advisers LLC is an SEC-registered firm serving individual, retirement plan, corporate, charitable, and institutional clients through a large network of independent advisors. The firm offers a range of portfolio management and consulting services, utilizing a multi-manager platform that allows for model portfolios, third-party managers, and bespoke strategies.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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Tyler L

CFP®, Series 66

Scottsdale, AZ

Cetera

Tyler Laurentius is a CFP® professional with five years of industry experience, currently serving at Cetera in Scottsdale, AZ. He has held roles at multiple firms including North Star Resource Group and Minnesota Life Insurance Company. Outside of his advisory duties, he is involved with Canton Golf Holdings LLC and Brighton Golf Holdings, LLC. Cetera Investment Advisers LLC is an SEC-registered firm serving individual, retirement plan, corporate, charitable, and institutional clients through a nationwide network of over 10,000 advisors. The firm offers a range of portfolio management and financial planning services, utilizing a multi-manager platform with discretionary and non-discretionary program options.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
user avatar

Neil J

Series 66

Scottsdale, AZ

Cetera

Neil Johnson is a financial professional at Cetera with four years of industry experience. He holds a Series 66 credential and has worked at firms including Northstar Resource Group and Securian Financial Services Inc. Outside of his advisory role, he has been employed as a valet at a Scottsdale steakhouse since 2014. Cetera Investment Advisers LLC serves a broad client base including individuals, employer-sponsored retirement plans, corporate and charitable clients, and institutional accounts. The firm offers a multi-manager platform with access to discretionary and non-discretionary portfolio management, financial planning, and various program options employing both affiliated and third-party managers.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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Mckenna S

Series 63, Series 65

Scottsdale, AZ

Cetera

Mckenna Stephens is a financial professional with 23 years of industry experience, currently affiliated with Cetera. She holds Series 63 and Series 65 designations and has a diverse background including prior roles at Securian Financial Services, Black, Gould & Associates, and North Star Consultants, among others. Outside of her advisory work, she serves as a bookkeeper for a local high school band booster group and is involved in a healthcare referral collaborative connecting medical professionals to trusted resources. Cetera Investment Advisers LLC operates as a multi-manager platform serving individual investors, retirement plans, corporate and charitable clients, and institutional accounts. The firm offers a range of portfolio management and consulting services, with access to various third-party managers and program options tailored to client needs.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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Michael F

CFP®, Series 66

Scottsdale, AZ

Cetera

Michael Foley is a CFP® with 10 years of industry experience, currently affiliated with Cetera in Scottsdale, AZ. He has held roles at North Star Resource Group and Minnesota Life Insurance Company, among others. Foley volunteers as a financial mentor, serves on the advisory board of The Center for Humane Living, consults on student loan counseling for the American College of Financial Services, leads a men's Bible study group, and is the author of a children’s book. Cetera Investment Advisers LLC is an SEC-registered firm that serves a broad client base including individuals, retirement plans, corporations, and institutional accounts. The firm offers a multi-manager platform with a range of portfolio management options and access to third-party money managers, supporting both discretionary and non-discretionary account strategies.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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Abraham S

Series 66

Scottsdale, AZ

Cetera

Abraham Seybert is a financial advisor with Cetera, holding a Series 66 designation and one year of industry experience. He has been with Cetera and Cetera Wealth Services, LLC since 2025. Outside of his advisory role, he is involved as an insurance agent selling fixed insurance products and works with North Star Resource Group in financial services focusing on life insurance, securities, and planning. Cetera Investment Advisers LLC is a nationwide SEC-registered firm serving a broad client base including individuals, retirement plans, corporate, charitable, and institutional clients. The firm offers diversified portfolio management and financial planning services through a multi-manager platform that provides access to affiliated and third-party managers across various program structures.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
user avatar

Joshua M

Series 66

Scottsdale, AZ

Cetera

Joshua Maruca is a financial advisor with Cetera, holding a Series 66 designation and five years of industry experience. His career includes roles at Cetera Wealth Services, North Star Resource Group, and Securian Financial Services. Outside of advisory work, he is involved with North Star Consultants and North Star Brokerage Group as an agent offering group and employee benefits and fixed insurance products. Cetera Investment Advisers LLC serves a broad client base including individuals, retirement plans, corporate, charitable, and institutional clients. The firm offers a multi-manager platform with discretionary and non-discretionary portfolio management, financial planning, and access to various program structures and third-party money managers.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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