Scottsdale, AZ 6929 E. Greenway Parkway Office
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Cetera
Institution
Firm-wide stats for Cetera
About
Cetera Investment Advisers LLC is an SEC‑registered adviser that distributes its services through a large nationwide network of independent advisors and serves individuals (both non‑HNW and high‑net‑worth), employer‑sponsored retirement plans, corporate and charitable clients, and institutional accounts. Its offerings include discretionary and non‑discretionary portfolio management, financial planning and consulting, ERISA 3(21) and 3(38) retirement services, wrap and non‑wrap program platforms, and access to third‑party money managers.
The firm operates as a multi‑manager platform in which advisors may implement model portfolios provided by an affiliated manager (CIM), select unaffiliated third‑party managers, or construct bespoke strategies; program options range from automated InvestPath allocations to direct indexing, private client overlays, and unified managed accounts. Accounts are run under a mix of discretionary and non‑discretionary authorities and across multiple program structures and custodial relationships, with ongoing supervision and annual client reviews described in the ADV.
Notable features include scale — the ADV reports over $256 billion in assets under management, more than 10,000 advisors and roughly 800,000 clients — and a suite of affiliations (an affiliated trust company, affiliated model provider, strategic fund and ETP partner arrangements, and cash‑sweep programs) that shape product availability and revenue flows. The ADV also discloses recent regulatory settlements with the SEC (described in 2021, 2022 and 2024) and identifies an affiliation with a municipal advisor, both of which prospective clients should review alongside the brochure’s descriptions of revenue‑sharing, sweep arrangements and other program‑level conflicts of interest.
Based on Cetera
Expertise
Based on Cetera
Location
6929 E. Greenway Parkway, Suite 170
Scottsdale AZ 85254
Advisors at this office
3
Advisors at this office
Edward R
Series 63, Series 65
Scottsdale, AZ
Cetera
Edward Rodriguez is a financial advisor with Cetera who holds Series 63 and Series 65 designations and has 27 years of industry experience. He has held roles at firms including Avantax, Securities America, and Questar Asset Management. Rodriguez manages multiple H&R Block franchise locations, providing tax planning and consulting services, alongside his financial advisory work. Cetera Investment Advisers LLC is an SEC-registered firm serving a diverse client base that includes individuals, retirement plans, corporate and charitable clients, and institutional accounts. The firm offers a range of portfolio management and consulting services through a multi-manager platform featuring both affiliated and third-party managers.
Thomas B
Series 66, Series 63
Scottsdale, AZ
Cetera
Thomas Benscoter is a financial advisor with Cetera in Scottsdale, AZ, holding Series 63 and Series 66 licenses and 14 years of industry experience. He has previously worked with firms including Securities America Advisors and Avantax. Outside of his advisory role, he is a senior tax professional at an H&R Block franchise and provides tax consultation and preparation services. Cetera Investment Advisers LLC serves a broad client base including individuals, retirement plans, corporate and charitable clients, and institutional accounts. The firm offers a multi-manager platform with discretionary and non-discretionary portfolio management, financial planning, and access to third-party money managers.
Frank C
Series 63, Series 65
Scottsdale, AZ
Cetera
Frank Calise is a financial advisor at Cetera with 27 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at firms including Avantax and Securities America. Outside of advising, he manages several H&R Block franchises offering tax preparation and business services, and serves as manager of CFR Capital Group, providing financial and retirement planning. Cetera Investment Advisers LLC is a nationwide SEC-registered firm serving individual and institutional clients through a multi-manager platform that offers discretionary and non-discretionary portfolio management, financial planning, and access to third-party managers. The firm supports a broad client base with a variety of investment programs and strategies.
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