Wilmington, NC Racine Dr Office

Team
Updated today
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Cetera

Institution

Firm-wide stats for Cetera

Total advisors

10,197

Across 5,098 offices

Clients per advisor

79 Low

Avg AUM per client

$306,089 Low

HNW client ratio

10% Low

About

Cetera Investment Advisers LLC is an SEC‑registered adviser that distributes its services through a large nationwide network of independent advisors and serves individuals (both non‑HNW and high‑net‑worth), employer‑sponsored retirement plans, corporate and charitable clients, and institutional accounts. Its offerings include discretionary and non‑discretionary portfolio management, financial planning and consulting, ERISA 3(21) and 3(38) retirement services, wrap and non‑wrap program platforms, and access to third‑party money managers.

The firm operates as a multi‑manager platform in which advisors may implement model portfolios provided by an affiliated manager (CIM), select unaffiliated third‑party managers, or construct bespoke strategies; program options range from automated InvestPath allocations to direct indexing, private client overlays, and unified managed accounts. Accounts are run under a mix of discretionary and non‑discretionary authorities and across multiple program structures and custodial relationships, with ongoing supervision and annual client reviews described in the ADV.

Notable features include scale — the ADV reports over $256 billion in assets under management, more than 10,000 advisors and roughly 800,000 clients — and a suite of affiliations (an affiliated trust company, affiliated model provider, strategic fund and ETP partner arrangements, and cash‑sweep programs) that shape product availability and revenue flows. The ADV also discloses recent regulatory settlements with the SEC (described in 2021, 2022 and 2024) and identifies an affiliation with a municipal advisor, both of which prospective clients should review alongside the brochure’s descriptions of revenue‑sharing, sweep arrangements and other program‑level conflicts of interest.

Based on Cetera

Expertise

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy

Based on Cetera

Occupation focus

Founder/Business Owner Executive

Based on Cetera

Location

219 Racine Dr, Ste A 1

Wilmington NC 28403

Advisors at this office

6

Advisors at this office

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Scott W

ChFC®, Series 63, Series 65

Wilmington, NC

Cetera

Scott Winslow is a financial advisor with Cetera, holding a ChFC® designation and Series 63 and 65 licenses, and has 29 years of industry experience. He has been associated with Cetera since 2013 in various capacities and is also involved with Nabell Winslow Wealth Management and related entities, which he owns and operates. Winslow serves on the boards of The American College of Financial Services and the University of Mount Olive, engaging in activities such as curriculum advisory and fundraising. Cetera Investment Advisers LLC is an SEC-registered firm that supports a large nationwide network of independent advisors, offering portfolio management, financial planning, and retirement services to a diverse client base including individuals, employer-sponsored plans, and institutional accounts. The firm operates a multi-manager platform providing access to affiliated and third-party managers with a wide range of investment program options.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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Mark N

Series 63, Series 65

Wilmington, NC

Cetera

Mark Nabell is a financial advisor with Cetera, holding Series 63 and Series 65 licenses and bringing 35 years of industry experience. He has been associated with Cetera since 2013 and owns several related financial services businesses, including Nabell Winslow Wealth Management and Nabell Winslow Insurance. He is also president of Partners Square LLC, an insurance marketing organization. Cetera Investment Advisers LLC provides services through a nationwide network of independent advisors, serving individuals, retirement plans, corporate and charitable clients, and institutions. The firm offers a range of portfolio management and financial planning services through a multi-manager platform with discretionary and non-discretionary options.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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Joshua R

ChFC®, Series 66

Wilmington, NC

Cetera

Joshua Rosenberg is a financial advisor at Cetera with 11 years of industry experience. He holds the ChFC® designation and Series 66 license. Rosenberg has been affiliated with Cetera since 2015 and is a partner at Masonboro Capital Group LLC Nabell Winslow Investments. He serves on the board of the New Hanover Estate Planning Council and contributes as an advisory board member at The American College of Financial Services. Additionally, he mentors college students through the Cameron Executive Network and is an appointed board member of the Airlie Gardens Foundation Inc. Cetera Investment Advisers LLC is an SEC-registered adviser that offers comprehensive portfolio management, financial planning, and retirement services to a diverse client base including individuals, employer-sponsored retirement plans, corporations, charities, and institutions. The firm operates a multi-manager platform providing advisors with access to affiliated and third-party model portfolios, automated investment solutions, and bespoke strategies.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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John W

ChFC®, Series 63, Series 65

Wilmington, NC

Cetera

John Willse is a financial advisor with Cetera, holding the ChFC® designation and Series 63 and 65 licenses, with 39 years of industry experience. He has been affiliated with Cetera Advisors LLC since 2015 and joined Cetera in 2024. Outside of his advisory role, he is involved in several financial services and insurance-related businesses, including ownership and operations of an insurance marketing organization and participation in life settlement activities. Cetera Investment Advisers LLC is an SEC-registered firm that serves a broad client base, including individuals, retirement plans, corporate, charitable, and institutional accounts. The firm offers a multi-manager platform combining discretionary and non-discretionary portfolio management, financial planning, and access to various third-party money managers.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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Lisa S

Series 63, Series 65

Wilmington, NC

Cetera

Lisa Salines Mondello is a financial advisor with Cetera, holding Series 63 and Series 65 credentials and two years of industry experience. Prior to joining Cetera Investment Advisers and Cetera Advisors in 2024, she has operated the Salines Mondello Law Firm, Pc since 2009. Cetera Investment Advisers LLC is an SEC-registered firm that serves a diverse client base including individuals, employer-sponsored retirement plans, corporate and charitable clients, and institutional accounts. The firm offers a multi-manager platform with a range of discretionary and non-discretionary portfolio management options, financial planning, and access to third-party money managers.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
user avatar

Lauren D

Series 66

Wilmington, NC

Cetera

Lauren Dessent is a financial advisor with Cetera in Wilmington, NC, holding a Series 66 designation and beginning her industry career in 2026. Prior to her advisory role, she has been involved in various roles including at Nabell Winslow Investments and Wealth Management and community organizations such as the Brooks Family YMCA and Louisa County Aquatic Facility. Cetera Investment Advisers LLC is an SEC-registered firm that serves a diverse client base including individuals, retirement plans, and institutional accounts through a nationwide network of independent advisors. The firm offers a range of portfolio management and financial planning services and operates a multi-manager platform combining affiliated and third-party investment strategies.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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