CFIG Investment Advisory Services, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$31,382,699
Clients
17
65% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
17
TypicalAverage account size
$1,846,041
About
CFIG provides discretionary portfolio management, financial planning, pension consulting and occasional CFO/business consulting to individuals, business entities, trusts, pension and profit-sharing plans, and other institutional clients. Services are developed on a custom basis after an initial interview and data gathering to establish each client’s objectives and any reasonable restrictions.
The firm follows a tactical asset-allocation approach aimed at reducing risk and improving performance, using personalized allocations and selective market-timing techniques where appropriate. CFIG implements strategies across a broad range of instruments — including mutual funds, variable life and annuity products, CDs, corporate and municipal debt, options, futures, and interests in real estate and oil and gas partnerships — and may employ cash positions as hedges.
Notably, CFIG is affiliated with an insurance agency and its Investment Adviser Representatives are licensed insurance agents; insurance-related activity accounts for about 25% of advisor time and commissions from insurance sales are paid to the affiliate. The firm’s offering of pension consulting and management of some institutional accounts is uncommon among similar independent advisors, and the brochure discloses a June 23, 2025 Consent Order with the Connecticut Department of Banking resolving alleged compliance-related matters without admission or denial of wrongdoing.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Expertise
Wealth management
Active portfolio management
Retirement plans for business owners (SEP, solo 401k)
Business exit / sale strategy
Occupation focus
Founder/Business Owner
Fee options
Fixed fees for comprehensive financial planning services generally $5,000 to $25,000 per plan, negotiable
$0 - $499,999: 1.25% $500,000 - $4,999,999: 1.00% $5,000,000 - $9,999,999: 0.875% $10,000,000+: 0.75%
Hourly fees billed at $400 per hour, negotiable
Account minimum: $250,000 Minimum fee: Minimum annual fee of $3,125 Fee-only: Fixed fees for financial planning services generally $5,000 to $25,000 per plan; hourly fees $400 per hour (negotiable)
Main office location
CFIG Investment Advisory Services, LLC
1555 Post Road East, Suite 206
Westport CT 06880, United States
Number of offices
1
Most active in
CFIG Investment Advisory Services, LLC has reported serving >5 clients in these states in the last 12 months.
Connecticut
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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