Lakewood, CO Office

CG Maton Advisory is a two‑advisor registered investment adviser that manages approximately $45.4 million in discretionary client assets for a very small client base (six clients). The firm offers financial planning, ongoing consultation, discretionary and non‑discretionary investment management, and the selection and monitoring of separately managed account programs, and it charges asset‑based advisory fees consistent with many supported firms.

Its investment process combines top‑down and bottom‑up fundamental analysis with technical and cyclical inputs, and it implements long‑term growth, asset allocation, and diversification strategies while also permitting shorter‑term trades and options strategies. The firm routinely recommends third‑party separately managed programs and performs ongoing monitoring and rebalancing; its disclosures also note the use of options‑writing strategies and the potential for derivatives to be used in managed accounts.

What is noteworthy for this firm is its dual commercial model: the firm’s investment advisor representatives are also registered representatives of a broker‑dealer and the firm has an insurance‑selling activity, with a licensed insurance agent offering life, disability, long‑term care, group life, and fixed annuities and commissions forming a material portion of advisor compensation. The combination of dual registration/commission income and a small number of typically non‑retail clients (trusts, plans, corporations and other entities rather than broad non‑HNW or HNW retail segments) distinguishes the firm from most supported peers.