Chan, Arden
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides investment advisory services to an unusually broad set of institutional clients, including banking and thrift institutions, sovereign wealth funds, state and municipal governments, insurance companies, other investment advisers, charitable organizations, corporations, and pension or profit-sharing plans. The firm does not provide portfolio management for individual retail clients.
The firm's sole member serves as the chief compliance officer and is responsible for supervising the delivery of advisory services; the brochure discloses that the firm does not receive economic benefits from third parties in exchange for providing advice. The adviser’s background includes a medical degree and ongoing U.S. Navy service, which the brochure lists as a regular professional activity.
Compared with many independent peers, the firm’s client mix is notable for its emphasis on institutional and governmental accounts and for reporting fee arrangements that do not rely on a percentage-of-assets-under-management model. The brochure discloses no disciplinary history or additional compensation arrangements, and the combination of a clinical and active military background is an atypical adviser profile in this peer group.
Client services
Occupation focus
Main office
34800 Bob Wilson Dr, Bldg 3 4
San Diego CA 92134-5000
Advisors at this office
1
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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