Charles Fish Investments, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Charles Fish Investments, Inc. provides discretionary investment management through separately managed accounts to individuals, high‑net‑worth clients, trusts, estates, retirement accounts and select institutions. The firm also offers sub‑advisory services to other registered advisers and, upon request, non‑discretionary management and consulting such as account analyses.
CFI’s investment approach is active and fixed‑income focused, with particular emphasis on the municipal bond market — including tax‑exempt and taxable municipals, Build America Bonds, notes, direct‑subsidy and qualified tax‑credit bonds, limited public offerings and private placements — and the firm may use forward settlements up to 91 days. For multi‑asset solutions the firm implements equity exposure through individual stocks, ETFs and mutual funds, performs periodic rebalancing with tax considerations, and relies on internal research and long‑standing industry relationships to guide decisions.
Noteworthy distinctions include an ownership and referral affiliation with Brentview (CFI may allocate or recommend Brentview as a Sub‑Advisor and discloses sharing advisory fees on cross‑referrals), a conflict the brochure explicitly describes. The brochure also indicates the firm reports and advertises performance results (while cautioning that past performance is not indicative of future results), and CFI’s relatively small client roster and concentrated advisory team support a highly personalized investment practice.
Client services
Expertise
Fee options
Fixed fees may be charged on rare occasions and under special circumstances; also Analysis and Consulting Services charged on negotiated fixed fee basis.
$0 - $2 million: 0.50% $2 million - $15 million: 0.375% $15 million - $50 million: 0.25% $50 million+: 0.125%
Account minimum: $2 million
Main office
See office30 Corporate Park, Suite 410
Irvine CA 92606
Advisors at this office
3
Offices (2)
Most active in
California · South Carolina
Also doing business as
Charles Fish Investments, Inc. · Fish Charles Investments Inc
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Tuan L
Series 65
Irvine, CA
Charles Fish Investments, Inc.
Tuan Ly is a financial advisor with Charles Fish Investments, Inc. in Irvine, CA, holding a Series 65 designation and nine years of industry experience. Prior to joining Charles Fish Investments in 2026, he worked at Cetera, Avantax Advisory Services, and Gerry Andrade & Associates Inc., where he assisted with wealth management and client support. Charles Fish Investments, Inc. provides discretionary investment management primarily focused on fixed income and municipal bonds for individuals, high-net-worth clients, trusts, estates, retirement accounts, and select institutions. The firm also offers sub-advisory and consulting services, emphasizing active management and a personalized approach through a small client roster and concentrated advisory team.
Betsy S
Series 63
Summerville, SC
Charles Fish Investments, Inc.
Betsy Shelton is a financial advisor at Charles Fish Investments, Inc. in Summerville, SC, holding a Series 63 designation with 29 years of industry experience. She has been with Charles Fish Investments since 2013. Charles Fish Investments provides discretionary investment management primarily focused on fixed-income strategies, especially within the municipal bond market. The firm serves individuals, high-net-worth clients, trusts, estates, retirement accounts, and select institutions, offering personalized portfolio management and sub-advisory services.
Anh T
Series 65
Irvine, CA
Charles Fish Investments, Inc.
Anh Tran is a financial advisor at Charles Fish Investments, Inc. in Irvine, CA, holding a Series 65 designation with 11 years of industry experience. He has been with Charles Fish Investments since 2014. Charles Fish Investments, Inc. provides discretionary investment management to individuals, high-net-worth clients, trusts, estates, retirement accounts, and select institutions, focusing on active fixed-income strategies with an emphasis on the municipal bond market. The firm also offers sub-advisory services and non-discretionary consulting upon request.
Charles F
Irvine, CA
Charles Fish Investments, Inc.
Charles Fish is the principal of Charles Fish Investments, Inc. in Irvine, California, with 30 years of industry experience. He has been with Charles Fish Investments since its founding in 1996. Charles Fish Investments, Inc. provides discretionary investment management primarily focused on fixed income, especially municipal bonds, serving individuals, high-net-worth clients, trusts, estates, retirement accounts, and select institutions. The firm also offers sub-advisory and consulting services, employing an active investment approach supported by internal research and industry relationships.
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