Charles Pratt & Company, L.L.C.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$670,624,385
Clients
308
Advisors
1
of 9 employees
About
Charles Pratt & Company provides custodial, investment, tax and accounting, and financial planning services principally for multigenerational Pratt family members and a select group of other individuals, trusts, estates, charitable organizations and pooled investment vehicles. The firm also conducts selection and monitoring of third‑party money managers and offers individual portfolio management and discretionary cash‑management services.
The firm emphasizes asset allocation and a long‑term investment approach tailored to each client’s objectives and risk tolerance, and it relies on manager searches and ongoing monitoring to place client assets with independent advisers where appropriate. CP & Co. monitors cash balances for investment in money‑market funds, facilitates block trading, and uses sub‑custodians to support custody and reporting arrangements.
What is distinctive for a team‑category firm is that Charles Pratt & Company operates with a single registered advisor while overseeing substantial assets and several hundred client relationships, and it maintains a wholly owned trust affiliate that operates common trust funds and performs trustee functions. The firm also offers in‑house tax and accounting services, serves as general partner to an international partnership vehicle, and discloses a 2022 SEC settlement in its Form ADV.
Client services
Expertise
Occupation focus
Fee options
$0 - $2,000,000: 0.50% on the first $2 million $2,000,000 - $10,000,000: 0.25% on the next $8 million $10,000,000 - $20,000,000: 0.15% on the next $10 million $20,000,000+: 0.10% above $20 million
Tax return preparation and accounting fees based on time spent (hourly rate not specified)
Account minimum: $2,000,000 Minimum fee: $50.00 per annum minimum custody fee
Main office
1270 Avenue of the Americas, Suite 940
New York NY 10020-1703
Advisors at this office
1
Most active in
California · Connecticut · Maryland · Massachusetts · New Hampshire · New York · Vermont · Washington
Also doing business as
Charles Pratt & Company, L.L.C. · Pratt Charles & Co LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Trust company
They provide trust and estate administration services, typically for separate fees.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor's Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and referrals are provided by FinanceHQ LLC ("FHQ"), a wholly-owned subsidiary of Warmer and an SEC-registered investment adviser. We may be compensated by participating advisors. You pay no fee to use our matching service, and advisor fees are not increased because of a referral. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to the Warmer Terms of Service and FHQ Advisory Agreement, and acknowledge Warmer's Privacy Policy. Please review FHQ's ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")