Chicago Oakbrook Financial Group
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$1,111,007,499
Clients
1,336
Advisors
10
of 19 employees
About
Chicago Oakbrook Financial Group is a registered investment adviser that serves individuals (including high-net-worth clients), pension and profit-sharing plans, charitable organizations, and businesses. The firm offers customized wealth management and discretionary portfolio management alongside comprehensive financial planning and retirement plan consulting, including 3(21) services and plan participant consulting for SIMPLE IRAs.
The firm constructs tailored portfolios using a wide range of securities—common and preferred stocks, municipal, corporate and government fixed income, mutual funds and ETFs, options and other derivatives, structured products, unit investment trusts, and variable and fixed-indexed insurance products. COFG may implement strategies through independent managers, uses firm models as appropriate, and its advisory persons have discretion to select approaches that match each client’s objectives, including the use of options and derivatives in separately managed accounts.
Noteworthy aspects of COFG include its scale (over $1.2 billion in client assets and a multi-advisor team) and an institutional relationship with Raymond James that provides custodial, research, and platform support after the firm’s disaffiliation from Commonwealth. The firm also operates as a licensed insurance agency and participates in an insurance platform that markets commission‑free insurance products through licensed insurance agents who are also registered representatives, and its disclosures reference use of corporate rating services and third‑party research in investment analysis.
Client services
Expertise
Occupation focus
Fee options
Up to $40,000 fixed fee for financial planning services
$0 - $250,000: 1.25% annually $250,001 - $500,000: 1.00% annually $500,001 - $1,000,000: 0.90% annually $1,000,001 - $2,500,000: 0.80% annually $2,500,001 - $5,000,000: 0.75% annually $5,000,001+: 0.65% annually
Up to $500 per hour for financial planning services
Account minimum: $500,000 Fee-only: Hourly fees up to $500 per hour; Fixed fees up to $40,000 for financial planning services
Main office
903 Commerce Drive, Suite 300
Oak Brook IL 60523
Advisors at this office
10
Most active in
Arizona · California · Colorado · Florida · Georgia · Illinois · Indiana · Massachusetts · Michigan · New York · North Carolina · Tennessee · Texas · Washington · Wisconsin
Also doing business as
401 K Team · Chicago Oakbrook Financial Group · Cofg Advisors, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
John F
ChFC®, Series 63, Series 65
Oak Brook, IL
Chicago Oakbrook Financial Group
John Ferrante is a ChFC® credentialed financial advisor with 30 years of industry experience. He has been with Chicago Oakbrook Financial Group since 2007 and previously worked at Commonwealth Financial Network. Ferrante is the owner of JAF Wealth Management, Inc., a private entity that facilitates securities, advisory, and insurance business. Chicago Oakbrook Financial Group serves individuals, including high-net-worth clients, as well as pension and profit-sharing plans, charitable organizations, and businesses. The firm offers customized wealth management, discretionary portfolio management, and comprehensive financial planning, utilizing a broad range of securities and investment strategies tailored to client objectives.
David N
CFP®, ChFC®, Series 63
Oak Brook, IL
Chicago Oakbrook Financial Group
David Navarro is a CFP® and ChFC® with 39 years of industry experience. He has been with Chicago Oakbrook Financial Group since 2007 and previously worked at CommonWealth Financial Network. Navarro is president and owner of Chicago Oakbrook Financial Group and serves as a 401(k) and brokerage cash balance plan trustee for the firm. Chicago Oakbrook Financial Group is a registered investment adviser serving individuals, pension and profit-sharing plans, charitable organizations, and businesses. The firm offers customized wealth management, discretionary portfolio management, and comprehensive financial planning, employing a wide range of investment strategies and securities tailored to client objectives.
Benjamin W
Series 63, Series 65
Oak Brook, IL
Chicago Oakbrook Financial Group
Benjamin Wozniak is a financial advisor with Chicago Oakbrook Financial Group, holding Series 63 and Series 65 credentials and 43 years of industry experience. He previously worked at Commonwealth Financial Network and LPL Financial LLC. Wozniak also engages in fixed insurance sales and serves as a trustee of a company retirement plan. Chicago Oakbrook Financial Group serves individuals, pension and profit-sharing plans, charitable organizations, and businesses by providing customized wealth management and discretionary portfolio management alongside comprehensive financial planning and retirement plan consulting. The firm constructs tailored portfolios using a broad range of securities and investment strategies and manages over $1.2 billion in client assets through a multi-advisor team with support from an institutional relationship with Raymond James.
Frank K
ChFC®, Series 63, Series 65
Oak Brook, IL
Chicago Oakbrook Financial Group
Frank Kautzky is a financial advisor at Chicago Oakbrook Financial Group with 26 years of industry experience. He holds the ChFC® designation along with Series 63 and Series 65 licenses. Prior to his current tenure beginning in 2024, he worked at Commonwealth Financial Network and Chicago Oakbrook Financial Group from 2007 to 2024. Outside of advising, he is the owner and president of KPW Holdings, Inc., a private entity established for tax purposes and RIA ownership. Chicago Oakbrook Financial Group serves individuals, pension and profit-sharing plans, charitable organizations, and businesses by providing customized wealth management, discretionary portfolio management, and comprehensive financial planning. The firm utilizes a broad range of securities and investment strategies and supports its advisory team with institutional resources, managing over $1.2 billion in client assets.
Angeline W
Series 65
Oak Brook, IL
Chicago Oakbrook Financial Group
Angeline Wozniak is a financial advisor at Chicago Oakbrook Financial Group with a Series 65 designation and one year of industry experience. Her prior roles include positions at Synergy One Landing, Inc., Guaranteed Rate, Nations Lending, and Midwest Lending. Chicago Oakbrook Financial Group serves individuals, pension and profit-sharing plans, charitable organizations, and businesses, offering customized wealth management, discretionary portfolio management, and comprehensive financial planning. The firm constructs tailored portfolios using a broad range of securities and strategies, supported by an institutional relationship with Raymond James and a licensed insurance agency platform.
Jae H
ChFC®, Series 63, Series 65
Oak Brook, IL
Chicago Oakbrook Financial Group
Jae Ha is a financial advisor at Chicago Oakbrook Financial Group with 24 years of industry experience. He holds the ChFC® designation as well as Series 63 and Series 65 licenses. Ha has been with Chicago Oakbrook Financial Group since 2007 and previously worked at Commonwealth Financial Network. He is also the owner and president of Jae Ha Wealth Management, Inc., a private entity for his securities business. Chicago Oakbrook Financial Group serves individuals, pension and profit-sharing plans, charitable organizations, and businesses. The firm offers customized wealth management, discretionary portfolio management, comprehensive financial planning, and retirement plan consulting, utilizing a wide range of securities and strategies tailored to client objectives.
John S
Series 65
Oak Brook, IL
Chicago Oakbrook Financial Group
John Suchy is a financial advisor with Chicago Oakbrook Financial Group holding a Series 65 credential. He has experience across multiple roles since 2016, including positions at Northwestern Mutual Investment Services and the American Automobile Association. Chicago Oakbrook Financial Group serves individuals, pension and profit-sharing plans, charitable organizations, and businesses by providing customized wealth management, discretionary portfolio management, and comprehensive financial planning. The firm utilizes a broad range of securities and investment strategies tailored to client objectives and manages over $1.2 billion in assets through a team-based approach.
Carlo A
CFP®, Series 66
Oak Brook, IL
Chicago Oakbrook Financial Group
Carlo Airdo Jr. is a CFP® and holds a Series 66 license with 11 years of industry experience. He is currently with Chicago Oakbrook Financial Group, where he has worked since 2024, following a decade at Commonwealth Financial Network. Chicago Oakbrook Financial Group is a registered investment adviser serving individuals, pension and profit-sharing plans, charitable organizations, and businesses. The firm provides customized wealth management, discretionary portfolio management, and comprehensive financial planning, utilizing a wide range of securities and strategies tailored to client objectives.
Hanna A
CFP®
Oak Brook, IL
Chicago Oakbrook Financial Group
Hanna An is a CFP® professional with experience at COFG Advisors, LLC and Daniel Choi CPA, Inc., totaling several years in financial services. She currently serves at Chicago Oakbrook Financial Group in Oak Brook, IL. Chicago Oakbrook Financial Group is a registered investment adviser serving individuals, pension and profit-sharing plans, charitable organizations, and businesses. The firm provides customized wealth management, discretionary portfolio management, and comprehensive financial planning, utilizing a broad range of securities and investment strategies tailored to client objectives.
Brendon P
Series 63, Series 65
Oak Brook, IL
Chicago Oakbrook Financial Group
Brendon Pierce is a financial advisor with Chicago Oakbrook Financial Group, holding Series 63 and Series 65 licenses and 18 years of industry experience. His prior roles include positions at Allianz Global Investors and Commonwealth Financial Network. Outside of his advisory work, he is the owner of Fox Hill Ventures, LLC. Chicago Oakbrook Financial Group serves individuals, pension and profit-sharing plans, charitable organizations, and businesses with customized wealth management, discretionary portfolio management, and comprehensive financial planning. The firm employs a wide range of securities and investment strategies tailored to client objectives and maintains an institutional relationship with Raymond James for custodial and research support.
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor's Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and referrals are provided by FinanceHQ LLC ("FHQ"), a wholly-owned subsidiary of Warmer and an SEC-registered investment adviser. We may be compensated by participating advisors. You pay no fee to use our matching service, and advisor fees are not increased because of a referral. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to the Warmer Terms of Service and FHQ Advisory Agreement, and acknowledge Warmer's Privacy Policy. Please review FHQ's ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")