CitiWest Capital Corporation
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$0
Clients
9
Advisors
1
of 1 employees
About
CitiWest Capital Corporation provides comprehensive financial planning to a small client base that includes individuals, trusts and estates, pension and profit‑sharing plans, and corporate or other business entities. The firm’s planning focuses on estate planning, business transfer and related tax and investment planning, as well as wealth preservation and retirement planning.
Services are delivered in a consultative, one‑on‑one format with tailored financial plans and periodic reviews, and the firm generally applies minimum asset guidelines (typically at least $1,000,000 in net worth and $500,000 in liquid net worth). The adviser does not provide discretionary portfolio management for clients; clients implement recommendations themselves or may choose to execute transactions through the adviser’s separate capacity as a registered representative of an unaffiliated broker‑dealer.
Noteworthy aspects relative to peers include an explicit focus on corporate and pension/profit‑sharing clients, which is uncommon for independent solo advisers, and a practice structured around fee‑for‑service financial planning rather than percentage‑of‑AUM billing. The firm discloses it does not take custody or vote proxies on client accounts and that securities implemented through the broker‑dealer relationship generate commissions and, in some cases, mutual fund distribution (12b‑1) fees.
Client services
Expertise
Occupation focus
Fee options
Commissions earned separately when implementing advice in capacity as registered representative of Osaic Wealth, Inc.; includes commissions on securities and mutual funds including 12b-1 fees
Account minimum: $1,000,000 Minimum fee: Financial planning fees range from approximately $5,000 to $36,000 for initial plans; updated/revised plans and asset monitoring fees range from $4,000 to $50,000 Fee-only: Fees charged for financial planning services as described; fees are quoted in advance and based on complexity, total net assets, income tax circumstances, and other factors
Main office
600 South Cherry Street, Suite 1125
Denver CO 80246
Advisors at this office
1
Most active in
Colorado
Also doing business as
Citi West Capital Corporation · Citiwest Capital Corporation · Stone Associates, Ltd
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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