Clarity Investments + Planning LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm serves individuals, high-net-worth individuals, retirement and profit-sharing plans, and business entities, providing comprehensive financial planning, consulting, and discretionary investment management. It manages roughly $141 million for about 90 clients and offers financial planning engagements (fixed or hourly) with ongoing investment-management clients receiving one hour of complimentary planning annually.
Clarity’s investment approach is largely academic, emphasizing strategic asset allocation, diversification, and low costs, typically implemented through mutual funds and ETFs; equity allocations favor passive strategies while fixed income is managed within narrow maturity and credit bands. The firm generally avoids market timing, rebalances at least annually with attention to tax implications, and may recommend independent managers to actively manage substantial bond allocations.
Distinctive operational features include sole ownership while managing a mid-sized asset base and a stated minimum annual advisory fee of $4,000 (which the firm says can make service impractical for smaller portfolios but may be waived in certain circumstances). The firm commonly uses a single custody platform and receives institutional technology and trading support (software, block trading, duplicate reporting), discloses the related conflicts of interest, does not vote client proxies, and allows client-imposed restrictions such as socially responsible mandates when practicable.
Client services
Expertise
Fee options
Fixed fee for financial planning and consulting services generally ranging from $600 to $4,000
$0 - $500,000: 1.00% $500,001 - $1,000,000: 0.75% Above $1,000,000+: 0.50%
$300 per hour for financial planning and consulting services
Minimum fee: Minimum annual fee of $4,000 Fee-only: Financial planning fixed fees generally range from $600 to $4,000; hourly fee $300/hour; minimum $600 for first-time engagement
Main office
118 North Bedford Road, Suite 100
Mount Kisco NY 10549
Advisors at this office
1
Most active in
Maryland · New Jersey · New York
Also doing business as
Clarity Investment + Planning LLC · Clarity Investments + Planning LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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