C
Clark Company
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$132,109,996
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
168
25% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
168
Very HighAverage account size
$786,369
About
Clark Company advises individual clients and also reports serving pension or profit-sharing plans and other institutional clients, providing portfolio management and financial planning services as described in its Form ADV Part 2A (Items 7 and 8). The brochure notes the firm uses percentage-of-AUM fee arrangements for advisory services, a common model among independent advisers.
The firm’s Part 2A indicates it generally manages accounts on a primarily non-discretionary basis (Item 16), so clients typically approve trades and ongoing recommendations; the brochure also describes the firm’s methods of analysis and periodic account reviews (Items 8 and 13). This structure implies the adviser focuses on recommending and implementing client-approved strategies rather than exercising broad discretionary authority.
A noteworthy aspect disclosed in Item 10 is an affiliation with an insurance company and that the adviser is licensed as an insurance broker/agent who sells other financial products, activities that are uncommon among independent single-advisor firms. Coupled with the mix of institutional and retirement-plan clients while operating as a solo adviser with predominantly non-discretionary AUM, this combination of services and affiliations distinguishes Clark Company from many peers.
Client services
Financial planning
Portfolio management
Expertise
Income planning
General tax planning
Retirement plans for business owners (SEP, solo 401k)
Options & derivatives strategies
Occupation focus
Founder/Business Owner
Main office location
Clark Company
586 Bellerive Drive, Suite 2 B
Annapolis MD 21409, United States
Number of offices
1
Most active in
Clark Company has reported serving >5 clients in these states in the last 12 months.
Maryland · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
Forms ADV
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