Clc Capital Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$3,750,000
Clients
105
0% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
105
Very HighAverage account size
$35,714
About
CLC Capital Management advises individuals, families, institutions and profit-sharing plans, delivering investment management alongside financial planning, retirement and estate planning, education funding and pension consulting. The firm operates on a fee-only basis and does not accept commissions for securities transactions.
The firm implements a strategic diversification, core-and-satellite approach that uses passively managed index funds, ETFs and mutual funds as core holdings while selectively adding actively managed funds, individual equities, options and inverse or leveraged ETFs; portfolios are globally diversified and generally managed on a discretionary basis under a limited power of attorney. Client objectives are documented in Investment Policy Statements, and the firm provides net worth statements, quarterly reviews and periodic reporting.
Noteworthy aspects disclosed in the brochure include portfolio management for institutional clients and retirement plans, provision of pension consulting and the offering of educational seminars or workshops, as well as the possibility of receiving a solicitor’s fee for some small business retirement plans. As of March 27, 2026 the firm reported managing approximately $3.75 million, maintains business continuity and information security programs, and does not serve as custodian of client assets.
Client services
Financial planning
Portfolio management
Pension consulting
Educational seminars or workshops
Expertise
College savings (529s, UTMA, etc.)
General estate planning guidance
General retirement planning
Cash flow / budgeting
Active portfolio management
Occupation focus
Retired
Founder/Business Owner
Fee options
Financial planning fee minimum $1,000 and negotiable.
$0 - $100,000: 1.00% $100,001 - $1,000,000: 1.00% $1,000,001 - $2,000,000: 1.00% $2,000,001+: 1.00%
Account minimum: $1,000 Minimum fee: Minimum annual fee is $1,000 and is negotiable. Fee-only: Strictly a fee-only investment management firm, no commissions.
Main office location
Clc Capital Management
734 Main Street, Suite 105
Grand Junction CO 81501, United States
Number of offices
2
Most active in
Clc Capital Management has reported serving >5 clients in these states in the last 12 months.
Arizona · Colorado
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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