Clifford Alan Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Clifford Alan Inc. provides discretionary asset management and financial planning and consulting to individuals, high‑net‑worth individuals, and business entities. The firm offers ongoing portfolio management for individual accounts and shorter, topic‑specific consultations in areas such as cash flow, retirement, tax planning and estate preservation.
Investment programs are tailored to each client’s stated goals, time horizon and risk tolerance, with an emphasis on fundamental analysis and longer‑term purchase strategies; the adviser generally operates under discretionary trading authority. Financial planning is offered on a fixed‑fee basis and is described as a deliverable plan or a narrower consultation addressing specific topics.
The firm is newly formed and currently reports no assets under management or active SEC‑registered advisors, and the principal maintains a substantial outside tax‑preparation practice and may offer tax services to clients — a relationship disclosed as a potential conflict of interest. Notably, Clifford Alan does not act as a private fund adviser and generally does not vote client proxies, leaving voting to clients unless assistance is requested.
Client services
Expertise
Fee options
Fixed fee between $475 - $1,950 for financial planning
1.0% annually (flat rate, negotiable)
Account minimum: $30,000
Main office
Webster NY
Advisors at this office
1
Most active in
New York
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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