CLP Asset Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides investment advisory services to individual clients through discretionary and non‑discretionary managed accounts and consultation arrangements, primarily focused on wealth management for high‑net‑worth individuals. Accounts are subject to a stated minimum and the firm conducts account setup, suitability assessments, and ongoing portfolio reviews.
Its investment process is client‑specific and draws on asset allocation, dollar‑cost averaging, technical analysis, and both long‑ and short‑term trading approaches to align portfolios with clients’ risk tolerances and time horizons. The brochure also discloses that the firm places client assets in underlying investment vehicles — including private funds and pooled vehicles — which may involve exposure to strategies that use derivatives, and that the firm may recommend or sponsor certain private fund investments (including a fund‑of‑funds structure).
What is distinctive about the firm is its simultaneous role as an SEC‑registered, single‑adviser practice and as an adviser or service provider to private family‑office funds and an affiliated fund‑of‑funds, a combination the brochure highlights along with an additional management charge applied to clients invested in private funds. The firm also notes limited custody authority in connection with certain family‑office relationships (triggering periodic surprise examinations) and describes procedures to mitigate conflicts arising from indirect compensation tied to those private fund and family‑office arrangements.
Client services
Expertise
Fee options
Consultation fees negotiated between $10,000 to $2,500,000, may be ongoing
Maximum annual advisory fee of 1.50%, charged in advance on a quarterly basis, prorated for partial quarters
Account minimum: $5,000,000
Main office
Ooltewah TN
Advisors at this office
1
Most active in
Tennessee
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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