Coastal Wealth Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Coastal Wealth Management is an SEC‑registered investment adviser that provides fee‑based, discretionary portfolio management to individuals, trusts, estates, and charitable organizations. As of the brochure date the firm reported about $45.1 million in discretionary assets across 32 client relationships, indicating a concentrated client base rather than a broad retail clientele and suggesting it does not target non‑high‑net‑worth individual clients.
The adviser employs a tactical allocation approach grounded in fundamental analysis and tailors portfolios to client objectives, using equities, municipal and corporate debt, U.S. government securities, and options as appropriate. Implementation includes long‑term security selection and option writing (including covered and spread strategies), with occasional use of cash positions as a hedge and discretionary rebalancing to address risk or capitalize on opportunities.
A distinctive operational feature is that the firm charges performance‑based fees and discloses no hurdle rate or high‑water mark, an uncommon fee arrangement among independent advisers. The firm also manages a related private fund at the same location, has procedures to halt trading for 30 days if material non‑public information is encountered, and does not accept proxy‑voting responsibilities for client securities.
Client services
Expertise
Fee options
Up to 2.00% per annum (negotiable, depending on strategy complexity and account size)
Performance-based fees charged; no hurdle rate nor high-water mark.
Fee-only: Annual management fee up to 2.00% per annum, payable monthly in advance, based on market value of portfolio assets.
Main office
85 Broad Street, 18th Floor
New York NY 10004
Advisors at this office
1
Most active in
California · Connecticut · New Jersey · New York
Also doing business as
Casey & Galo Wealth Management · Coastal Private Wealth Management · Coastal Private Wealth Management LLC · Coastal Wealth Management
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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