Coletta Capital, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$7,406,437
Clients
25
Advisors
1
of 1 employees
About
Coletta Capital is a small, independent registered investment adviser that provides discretionary asset management and financial planning to individuals, high‑net‑worth clients, and trusts or estates; the firm’s brochure also indicates it serves charitable organizations in addition to these client types. Services include ongoing portfolio management, investment selection, asset allocation, and written financial plans delivered typically within 60 days contingent on documentation.
The firm implements discretionary portfolios tailored to each client’s goals, time horizon and risk tolerance, and performs quarterly account reviews; its stated methods of analysis include fundamental, technical, charting and cyclical analysis and may incorporate options and fixed‑income strategies. Clients may impose written investment restrictions and receive custodial account statements at least quarterly.
Noteworthy features in the brochure include the firm’s small scale—one primary advisor managing roughly $7.67 million for about 25 clients—and its work with charitable organization clients, a client type that is uncommon among independent advisers. The principal is a CFP professional who also maintains an independent insurance practice (about 10% of his time) and may receive separate compensation for insurance products; the brochure discloses this potential conflict and describes custodial relationships and services (including those from Charles Schwab) that could benefit the firm.
Client services
Expertise
Fee options
Financial planning fees from $500 to $3,000 based on complexity and client situation
$0 - $1,000,000: 1.25% annually $1,000,001 - $5,000,000: 0.50% annually $5,000,001+: negotiable
Main office
19111 Detroit Rd, Suite 300
Rocky River OH 44116
Advisors at this office
1
Most active in
Ohio · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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