Collective Wealth, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Collective Wealth provides discretionary asset management, financial planning, and retirement-plan advisory services to high‑net‑worth individuals, charitable organizations, corporations, and qualified retirement plans. The firm offers both individual portfolio management and ERISA plan services — functioning as either a limited‑scope 3(21) fiduciary or a full‑discretion 3(38) investment manager — and also supports participant education and investment policy development.
Investment programs are tailored to clients’ stated goals, time horizons and risk tolerances, with ongoing monitoring, rebalancing and the use of technical analysis; the firm operates with discretionary trading authority and may employ options and other derivative strategies when appropriate. Unusually for a small independent adviser, Collective Wealth permits borrowing (margin) within separately managed accounts and states that fees may be billed on net asset value when margin is used.
Distinctive features relative to peers include providing pension consulting and serving pension and profit‑sharing plan clients, services that are statistically uncommon among similar independent advisers, and maintaining an affiliated insurance business whose representatives receive commissions for insurance product sales — a disclosed conflict of interest. The firm also discloses custodial economic benefits and direct fee deduction practices; prospective clients should review the firm’s ERISA disclosures and Code of Ethics for details.
Client services
Occupation focus
Fee options
$0+: up to 2% annually for discretionary asset management $0+: up to 1% annually for ERISA plan services
Advisor representatives receive commissions from sales of investment-related products such as insurance
Financial planning services offered at $250 per hour
Account minimum: $250,000 Fee-only: Hourly financial planning fees at $250 per hour
Main office
Tulsa OK
Advisors at this office
1
Most active in
Oklahoma · Texas
Also doing business as
Collective Wealth, LLC · Triton Capital, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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