Collegiate Capital Management, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$636,993,251
Clients
438
Advisors
4
of 8 employees
About
Collegiate Capital Management provides investment advisory services to individual and high‑net‑worth clients, as well as retirement plan sponsors, trusts, estates and other entities. The firm offers customized portfolio management, cash‑management portfolios, four risk‑based PRISM model portfolios for smaller accounts, consolidated reporting through a proprietary client portal, and retirement plan (ERISA) advisory services.
The firm typically manages client assets on a discretionary basis, developing strategies aligned with each client’s objectives, risk tolerance and time horizon and emphasizing mutual funds and ETFs for employer‑sponsored accounts while using individual equities and fixed income where appropriate. Investment decisions are informed by the firm’s research processes and investment committee reviews, periodic rebalancing, and selective use of structured products (market‑linked notes) intended to be held to maturity when used in client portfolios.
Noteworthy aspects include acting as the sponsor of its own wrap fee program — a role relatively uncommon among peer team firms — and formal prime‑broker arrangements with iCapital and Causeway that furnish access and product data for market‑linked notes. The firm also consolidates household‑level portfolios through an account aggregation system and CCMconnect to provide integrated reporting, and it combines a concierge‑style planning service for larger or more complex households with streamlined model solutions for smaller accounts.
Client services
Expertise
Occupation focus
Demographic focus
Fee options
$0 - $99,999: 2.25% $100,000 - $249,999: 1.75% $250,000 - $499,999: 1.50% $500,000 - $999,999: 1.25% $1,000,000 - $2,999,999: 1.00% $3,000,000 - $4,999,999: 0.90% $5,000,000 - $9,999,999: 0.80% $10,000,000+: 0.75%
Commissions may be received by certain licensed insurance agents for sale of fixed annuities and life insurance products; no commissions on securities
Account minimum: $100,000 Minimum fee: $2,500 annually minimum fee for retirement plan services Fee-only: Advisory fees based on percentage of assets under management; no commissions on securities products
Main office
214 New Bern Place
Raleigh NC 27601
Advisors at this office
4
Most active in
Arizona · California · Colorado · Florida · Georgia · Louisiana · Nebraska · New York · North Carolina · South Carolina · Tennessee · Texas · Virginia
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Cory C
Series 66
Raleigh, NC
Collegiate Capital Management, Inc.
Cory Capps is a financial advisor at Collegiate Capital Management, Inc. in Raleigh, NC, with 21 years of industry experience. He has been with Collegiate Capital Management since 2003 and holds a Series 66 designation. Capps serves on the firm's board of directors and acts as corporate secretary. Collegiate Capital Management serves individuals, trusts, pension and profit-sharing plans, and retirement plan sponsors by providing discretionary portfolio management, financial planning, and ERISA services. The firm offers customized investment strategies and manages both retail brokerage and employer-sponsored retirement accounts, with a focus on mutual funds, ETFs, fixed income, and structured products accessed through prime broker relationships.
Tony S
Series 63, Series 65
Raleigh, NC
Collegiate Capital Management, Inc.
Tony Sigmon is a financial advisor at Collegiate Capital Management, Inc. in Raleigh, NC, holding Series 63 and Series 65 licenses with 32 years of industry experience. He worked at Securities Service Network, Inc. for 22 years before continuing his career at Collegiate Capital Management since 1994. Collegiate Capital Management serves individuals, trusts, pension and profit-sharing plans, and retirement plan sponsors by providing discretionary portfolio management, financial planning, and retirement-plan services. The firm offers customized investment strategies using mutual funds, ETFs, fixed income, and structured products, and is notable for sponsoring its own Schwab-based wrap fee program and maintaining prime broker relationships to access specialized investment products.
Derek W
Series 63, Series 65
Raleigh, NC
Collegiate Capital Management, Inc.
Derek Walker is a financial advisor with Collegiate Capital Management, Inc. in Raleigh, NC, holding Series 63 and Series 65 licenses and bringing 34 years of industry experience. He has been with Collegiate Capital Management since 1999 and previously worked at Securities Service Network, Inc. from 1999 to 2016. Outside of his advisory role, he serves as a trustee for an irrevocable trust. Collegiate Capital Management serves individuals, trusts, pension and profit-sharing plans, and retirement plan sponsors by providing discretionary portfolio management, financial planning, and ERISA services. The firm offers customized investment strategies and risk-based model portfolios, managing over half a billion dollars in regulatory assets while maintaining unique prime broker relationships and proprietary client technology.
Daniel S
CFP®, Series 63, Series 66
Raleigh, NC
Collegiate Capital Management, Inc.
Daniel Sigmon is a CFP® professional with 15 years of industry experience, currently serving at Collegiate Capital Management, Inc. in Raleigh, NC. He has worked at Collegiate Capital since 2008 and was previously with Securities Service Network from 2012 to 2016. Outside of advisory work, he holds a limited partner interest in a local restaurant, Che Empanada, LLC. Collegiate Capital Management serves individuals, trusts, pension and profit-sharing plans, and retirement plan sponsors with discretionary portfolio management, financial planning, and ERISA services. The firm offers customized strategies and risk-based model portfolios, emphasizing mutual-fund analysis and structured products accessed through prime broker relationships.
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)