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Minneapolis, MN Office

Team
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Colliers Securities LLC logo

Colliers Securities LLC

Team

Firm-wide stats for Colliers Securities LLC

Total advisors

26

Across 11 offices

Clients per advisor

31 Very Low

Avg AUM per client

$337,585 Very Low

HNW client ratio

9% Very Low

About

Colliers Securities LLC serves individual and high‑net‑worth clients as well as trusts, estates, retirement plans, charitable organizations and business entities. The firm is registered as both a broker‑dealer and an SEC‑registered investment adviser and provides brokerage, custody and advisory services through non‑discretionary Colliers Director accounts and discretionary wrap programs administered with third‑party managers.

For discretionary wrap accounts, day‑to‑day portfolio management is provided by outside managers (notably Envestnet and Dana) and CS performs due diligence and client profiling to select appropriate managers and allocations. In its non‑discretionary Colliers Director Program, CS makes recommendations while clients retain trade authority; account activity, trade confirmations and custodial reporting are delivered through National Financial Services (NFS) and clients pay program and ticket charges under described fee schedules.

Noteworthy distinctions relative to many peers include active municipal securities and underwriting activity — the brochure discloses municipal underwriting and financial advisory engagements and related regulatory matters involving MSRB reporting and an SEC settlement concerning municipal underwriting due diligence. The firm is part of the Colliers corporate group (including a mortgage holding company and an affiliated insurance agency), reports a larger share of advisory assets as non‑discretionary than discretionary, and discloses broker‑dealer conflicts such as ticket‑charge markups and revenue sharing with its clearing custodian.

Based on Colliers Securities LLC

Expertise

Active portfolio management

Based on Colliers Securities LLC

Location

90 South Seventh Street, Suite 4300

Minneapolis MN 55402

Advisors at this office

12

Advisors at this office

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Michael D

Series 63, Series 65

Minneapolis, MN

Colliers Securities LLC

Michael Dolan is a financial advisor with Colliers Securities LLC in Minneapolis, MN, holding Series 63 and Series 65 licenses and bringing 42 years of industry experience. He has been with Colliers Securities since 1997. Outside of his advisory work, he serves as a committee member and Men's League Commissioner at the Town & Country Club in St. Paul, MN. Colliers Securities LLC serves individuals, trusts, estates, pension and profit-sharing plans, charitable organizations, and business entities by providing brokerage, custody, execution, and investment advisory services. The firm operates both non-discretionary fee-based advisory programs and discretionary wrap programs managed by unaffiliated sub-advisers, utilizing third-party platforms and client profiling tools to guide investment decisions.

Active portfolio management
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Seth K

Series 63, Series 65

Minneapolis, MN

Colliers Securities LLC

Seth Kahn is a financial advisor with Colliers Securities LLC, holding Series 63 and Series 65 licenses and bringing 42 years of industry experience. He previously worked at Northland Securities, Inc. for 24 years before joining Colliers Securities. Outside of his advisory role, Kahn is the managing manager of Wood River White Tail, LLC, which focuses on timber and real estate investments. Colliers Securities LLC serves individual and high-net-worth clients, trusts, estates, retirement plans, charitable organizations, and business entities. The firm offers both brokerage and advisory services through non-discretionary and discretionary programs, working with third-party managers for portfolio management and emphasizing municipal securities and underwriting activities.

Active portfolio management
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John D

CFA®, Series 63, Series 65

Minneapolis, MN

Colliers Securities LLC

John Drow is a CFA® charterholder with 40 years of industry experience. He has been with Colliers Securities LLC in Minneapolis, MN since 1997. Colliers Securities LLC serves individual and high-net-worth clients as well as trusts, estates, retirement plans, charitable organizations, and business entities. The firm offers brokerage, custody, and advisory services, including non-discretionary accounts and discretionary wrap programs managed by third-party portfolio managers.

Active portfolio management
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Lucas W

Series 66

Minneapolis, MN

Colliers Securities LLC

Lucas Whelan is a financial advisor at Colliers Securities LLC with seven years of industry experience. He holds the Series 66 designation and has worked at Colliers Securities since 2022, following roles at CliftonLarsonAllen Wealth Advisors, Cargill, Inc., and Piper Jaffray & Co. Colliers Securities serves individual and high-net-worth clients, as well as trusts, estates, retirement plans, charitable organizations, and business entities. The firm offers brokerage, custody, and advisory services through both non-discretionary and discretionary programs, utilizing third-party managers for day-to-day portfolio management.

Active portfolio management
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Mark P

Series 63, Series 65

Minneapolis, MN

Colliers Securities LLC

Mark Peterson is a financial advisor with Colliers Securities LLC in Minneapolis, MN, holding Series 63 and Series 65 licenses and bringing 31 years of industry experience. He has been with Colliers Securities since 1997. Colliers Securities LLC serves individuals, trusts, estates, pension and profit-sharing plans, charitable organizations, and business entities by providing brokerage, custody, execution, and investment advisory services. The firm offers both non-discretionary fee-based advisory and discretionary wrap programs, utilizing third-party advisory platforms and manager relationships to implement strategies.

Active portfolio management
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Nicholas H

Series 63, Series 65

Minneapolis, MN

Colliers Securities LLC

Nicholas Harrel is a financial advisor with Colliers Securities LLC in Minneapolis, MN, holding Series 63 and Series 65 licenses and eight years of industry experience. His prior work includes roles at The Prudential Insurance Company of America and Pruco Securities, LLC. Before entering finance, he worked at DICKS SPORTING GOODS for four years. Colliers Securities LLC serves individual and high-net-worth clients as well as trusts, estates, retirement plans, charitable organizations, and business entities. The firm offers brokerage, custody, and advisory services through both non-discretionary and discretionary account programs and is noted for its municipal securities underwriting and active involvement in managing client portfolios with third-party managers.

Active portfolio management
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Steven H

Series 63, Series 66

Minneapolis, MN

Colliers Securities LLC

Steven Huff is a financial advisor at Colliers Securities LLC with 24 years of industry experience. He holds Series 63 and Series 66 licenses and has worked at Colliers Securities twice, first from 2014 to 2016 and again since 2021, with a five-year tenure at Amazon in between. Colliers Securities LLC serves individual and high-net-worth clients, trusts, estates, retirement plans, charitable organizations, and business entities. The firm offers brokerage, custody, and advisory services through both non-discretionary and discretionary account programs, utilizing third-party portfolio managers for day-to-day management in discretionary wrap accounts.

Active portfolio management
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David N

Series 63, Series 65

Minneapolis, MN

Colliers Securities LLC

David Nye is a financial advisor with Colliers Securities LLC in Minneapolis, MN, holding Series 63 and Series 65 licenses and bringing 35 years of industry experience. He has been with Colliers Securities since 2005. Colliers Securities LLC provides brokerage, custody, execution, and investment advisory services to individuals, high-net-worth clients, trusts, estates, pension and profit-sharing plans, charitable organizations, and business entities. The firm offers both non-discretionary fee-based advisory programs and discretionary wrap programs managed by third-party sub-advisers, utilizing client profiling and third-party tools to guide program selection and management.

Active portfolio management
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Brian H

Series 66

Minneapolis, MN

Colliers Securities LLC

Brian Heijerman is a financial advisor at Colliers Securities LLC with 17 years of industry experience. He holds the Series 66 designation and has been with Colliers Securities since 2010. Outside of his advisory role, he serves as an elected official on the St Andrew Lutheran Church Council and advises on the church’s endowment funds. Colliers Securities LLC provides brokerage, custody, execution, and investment advisory services to individuals, trusts, estates, pension and profit-sharing plans, charitable organizations, and business entities. The firm offers both non-discretionary fee-based advisory programs and discretionary wrap programs managed by unaffiliated sub-advisers, utilizing third-party platforms and manager relationships to implement investment strategies.

Active portfolio management
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Bradley K

Series 63, Series 65

Minneapolis, MN

Colliers Securities LLC

Bradley Klitzke is a financial advisor with Colliers Securities LLC in Minneapolis, MN, holding Series 63 and Series 65 licenses and possessing 24 years of industry experience. He has been with Colliers Securities since 2005. Outside of his advisory role, he is involved in farming in McLeod County, MN. Colliers Securities LLC serves individuals, trusts, estates, pension and profit-sharing plans, charitable organizations, and business entities, offering brokerage, custody, execution, and investment advisory services. The firm operates both non-discretionary fee-based advisory programs and discretionary wrap programs managed by unaffiliated sub-advisers, utilizing third-party platforms and client profiling tools to support investment decisions.

Active portfolio management
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Jeffrey J

Series 63, Series 65

Minneapolis, MN

Colliers Securities LLC

Jeffrey Jacobson is a financial advisor with Colliers Securities LLC in Minneapolis, MN, holding Series 63 and Series 65 licenses and bringing 33 years of industry experience. He has been with Colliers Securities since 2002. Jacobson serves as President of Colliers Insurance Agency and is a trustee on the NDSU Foundation Board of Trustees. Colliers Securities LLC serves individuals, trusts, estates, pension and profit-sharing plans, charitable organizations, and business entities, offering brokerage, custody, execution, and investment advisory services through both non-discretionary fee-based and discretionary wrap programs. The firm operates as both a registered broker-dealer and investment adviser and is affiliated with the broader Colliers group, providing access to insurance products alongside advisory and brokerage services.

Active portfolio management
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Bryan J

Series 63, Series 66

Minneapolis, MN

Colliers Securities LLC

Bryan Johnson is a financial advisor with Colliers Securities LLC in Minneapolis, MN, holding Series 63 and Series 66 licenses and bringing 27 years of industry experience. He has been with Colliers Securities since 2005. Colliers Securities LLC serves individuals, trusts, estates, pension and profit-sharing plans, charitable organizations, and business entities, offering brokerage, custody, execution, and investment advisory services. The firm operates both non-discretionary fee-based advisory programs and discretionary wrap programs managed by unaffiliated sub-advisers, utilizing third-party platforms and client profiling tools to tailor investment solutions.

Active portfolio management
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