Colloquium Asset Management, Inc.

Colloquium Asset Management advises individuals, high‑net‑worth individuals, and business owners, providing tailored portfolio management and financial planning services and creating Investment Policy Statements to document goals, tax considerations, and risk tolerance. The firm charges asset‑based advisory fees for ongoing management, offers access to third‑party money managers, and operates a wrap‑fee program under a separate brochure.

The firm’s investment process combines fundamental analysis, modern portfolio theory, and quantitative models and employs both long‑term and short‑term trading approaches. CAM documents risk tolerance and monitoring procedures for each client and, unusually for peers, reported $0 in discretionary assets and $4,466,020.63 in non‑discretionary assets as of April 2026, so clients generally retain trading authority.

Several operational and affiliation features distinguish CAM from many independent advisers: the principal is a licensed insurance agent and owner of SCS Capital, LLC (which also provides tax preparation services) and CAM discloses acceptance of commissions and other outside compensation for product sales, with related conflicts documented in client files. The principal also works as a paralegal for Stacer, PLC, CAM acts as sponsor/manager of a wrap fee program, and the firm requires clients to use specified custodians/broker‑dealers, which can affect execution and custody arrangements.