El Paso, TX Silver Springs Office
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Commonwealth Financial Network
Enterprise
Firm-wide stats for Commonwealth Financial Network
About
Commonwealth Financial Network is a dual‑registered broker/dealer and SEC‑registered investment adviser that serves a national network of approximately 2,900 affiliated advisors and hundreds of thousands of individual and institutional clients, managing roughly $212.7 billion in client assets. The firm offers a broad adviser‑support platform that includes discretionary and nondiscretionary managed‑account programs (PPS Custom, PPS Select, PPS Direct), access to third‑party asset managers, retirement and plan consulting, and custody/clearing services.
Advisors work with clients to define goals and risk tolerance and may implement portfolios using Commonwealth’s internally managed model portfolios (Investment Management and Research team) or by outsourcing execution and model implementation to third‑party platforms and subadvisers (for example, Envestnet, SEI, and Orion). Commonwealth acts as a wrap‑fee program sponsor and back‑office provider—covering trading, reporting, and householding—while offering a mix of mutual funds, ETFs, individual securities, annuity subaccounts, and personalized indexing and tax‑aware options.
Noteworthy aspects disclosed in the firm’s brochure include its acquisition by LPL Financial Holdings, Inc. on August 1, 2025 and recent regulatory matters, including a March 2026 SEC judgment that resulted in a $5,000,000 civil penalty and earlier SEC enforcement related to mutual fund share‑class disclosures. The firm also discloses material conflicts arising from its clearing and sweep arrangements—notably revenue‑sharing with its clearing firm—and a range of advisor compensation and transition incentives (administrative‑fee discounts, graduated payouts, and forgivable loans) that can affect program availability and recommendation incentives.
Based on Commonwealth Financial Network
Expertise
Based on Commonwealth Financial Network
Location
5915 Silver Springs Bldg #4
El Paso TX 79912
Advisors at this office
4
Advisors at this office
Charles D
CFP®, ChFC®, Series 63, Series 65
El Paso, TX
Commonwealth Financial Network
Charles Dodds Jr. is a CFP® and ChFC® with 40 years of industry experience. He is currently with Commonwealth Financial Network and co-owns Dodds Wealth Management Group LLC. His prior experience includes seven years at Raymond James & Associates. Commonwealth Financial Network is a national registered investment adviser that supports approximately 2,950 advisors and their clients by providing advisory programs, technology, and operational support. The firm offers a range of portfolio management options, including discretionary model portfolios and personalized indexing strategies.
Elizabeth R
Series 63, Series 66
El Paso, TX
Commonwealth Financial Network
Elizabeth Ruvalcaba is a financial advisor with Commonwealth Financial Network in El Paso, TX, holding Series 63 and Series 66 licenses and 29 years of industry experience. Her prior roles include advisory positions at Dodds Wealth Management Group, Wells Fargo Advisors, Wells Fargo Clearing Services, and Morgan Stanley. Commonwealth Financial Network is a dual-registered broker/dealer and SEC-registered investment adviser serving a national network of approximately 2,900 affiliated advisors and managing about $212.7 billion in client assets. The firm offers a broad adviser-support platform with discretionary and nondiscretionary managed-account programs, access to third-party asset managers, and custodial services.
Tarah M
Series 66
El Paso, TX
Commonwealth Financial Network
Tarah Mckenzie is a financial advisor with Commonwealth Financial Network in El Paso, TX, holding a Series 66 designation and 14 years of industry experience. Her career includes roles at Dodds Wealth Management Group, Raymond James & Associates, Charles Schwab, and Edward Jones. She is also involved in fixed insurance sales as a minority part of her business activities. Commonwealth Financial Network is a nationally recognized broker/dealer and SEC-registered investment adviser supporting approximately 2,900 advisors and managing around $212.7 billion in client assets. The firm provides a comprehensive adviser-support platform with access to various managed-account programs, third-party asset managers, and back-office services.
Adrian D
Series 63, Series 65
El Paso, TX
Commonwealth Financial Network
Adrian Dodds is a financial advisor with Commonwealth Financial Network, holding Series 63 and Series 65 credentials and 19 years of industry experience. He previously worked at Raymond James & Associates for seven years before co-founding Dodds Wealth Management Group LLC, where he currently operates. Dodds also spends part of his time involved in fixed insurance sales. Commonwealth Financial Network serves a national network of approximately 2,950 advisors, providing a range of advisory programs and support services including wealth management, retirement plan consulting, and access to third-party asset managers. The firm offers various investment solutions and operates as a platform provider, delivering operational, trading, technology, compliance, and practice-management support to its affiliated advisors.
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