Fort Wayne, IN Office
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Commonwealth Financial Network
Enterprise
Firm-wide stats for Commonwealth Financial Network
About
Commonwealth Financial Network is a dual‑registered broker/dealer and SEC‑registered investment adviser that serves a national network of approximately 2,900 affiliated advisors and hundreds of thousands of individual and institutional clients, managing roughly $212.7 billion in client assets. The firm offers a broad adviser‑support platform that includes discretionary and nondiscretionary managed‑account programs (PPS Custom, PPS Select, PPS Direct), access to third‑party asset managers, retirement and plan consulting, and custody/clearing services.
Advisors work with clients to define goals and risk tolerance and may implement portfolios using Commonwealth’s internally managed model portfolios (Investment Management and Research team) or by outsourcing execution and model implementation to third‑party platforms and subadvisers (for example, Envestnet, SEI, and Orion). Commonwealth acts as a wrap‑fee program sponsor and back‑office provider—covering trading, reporting, and householding—while offering a mix of mutual funds, ETFs, individual securities, annuity subaccounts, and personalized indexing and tax‑aware options.
Noteworthy aspects disclosed in the firm’s brochure include its acquisition by LPL Financial Holdings, Inc. on August 1, 2025 and recent regulatory matters, including a March 2026 SEC judgment that resulted in a $5,000,000 civil penalty and earlier SEC enforcement related to mutual fund share‑class disclosures. The firm also discloses material conflicts arising from its clearing and sweep arrangements—notably revenue‑sharing with its clearing firm—and a range of advisor compensation and transition incentives (administrative‑fee discounts, graduated payouts, and forgivable loans) that can affect program availability and recommendation incentives.
Based on Commonwealth Financial Network
Expertise
Based on Commonwealth Financial Network
Location
10319 Dawson's Creek Blvd., Suite H
Fort Wayne IN 46825
Advisors at this office
3
Advisors at this office
Jonathan L
CFP®, ChFC®, Series 63
Fort Wayne, IN
Commonwealth Financial Network
Jonathan Leman is a CFP® and ChFC® with 33 years of industry experience. He is affiliated with Commonwealth Financial Network and has been the owner of Leman Financial Advisors, Inc. since 2001. Outside of his advisory activities, he is a travel services solicitor for Roho Ya Chui, B.V., based in Johannesburg, South Africa. Commonwealth Financial Network is a registered investment adviser serving a national network of approximately 2,950 advisors and their clients. The firm offers a variety of advisory programs and support services, including discretionary model portfolios and personalized investment solutions.
Andrew M
Series 66
Fort Wayne, IN
Commonwealth Financial Network
Andrew Minnich is a financial advisor with Commonwealth Financial Network in Fort Wayne, IN, holding a Series 66 credential and 20 years of industry experience. He has worked at Commonwealth Financial Network since 2008 and previously at Leman Financial Advisors, Inc. from 2008 to 2020. Minnich is also the owner of HLC Acquisitions, a private entity involved in securities, advisory, and insurance business activities. Commonwealth Financial Network serves a national network of approximately 2,950 advisors and their clients, offering a range of advisory programs and services including wealth management, retirement plan consulting, and access to third-party asset managers. The firm provides operational, trading, technology, compliance, and practice-management support while allowing advisors discretion in portfolio construction.
Matthew J
Series 63, Series 66
Fort Wayne, IN
Commonwealth Financial Network
Matthew James is a financial advisor with Commonwealth Financial Network in Fort Wayne, IN, holding Series 63 and Series 66 licenses and 24 years of industry experience. He has worked at Commonwealth since 2008 and was previously with James & Minnich Financial from 2008 to 2020 and Momentum Wealth since 2020. Outside of his advisory role, he is president and owner of James Wealth Advisory Group, Inc., a private entity involved in branch accounting and tax preparation. Commonwealth Financial Network is a registered investment adviser serving a national network of approximately 2,950 advisors and their retail and institutional clients. The firm provides a range of advisory programs and back-office support, including operations, trading, technology, and compliance, while offering advisors discretion to construct client portfolios from diverse securities and insurance products.
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