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Compass Capital Investments LLC

Updated today

Client assets under management

$13,487,735

Clients

135

12% high-net-worth

Advisors

3

of 3 employees

Firm type

Supported

1-4 advisors or >$200M in AUM

Clients per advisor

45

Typical

Average account size

$99,909

About

Compass Capital Investments advises individual and high‑net‑worth clients, providing discretionary and non‑discretionary portfolio management, written financial planning, and pension (including 401(k)) consulting. The firm generally charges percentage‑of‑AUM fees and delivers investment management through a firm‑operated wrap fee program.

Its investment process emphasizes fundamental analysis and long‑term purchase strategies tailored to client objectives, with written plans and the ability for clients to impose investment restrictions. Asset management and ongoing planning are delivered through the wrap program, with periodic account reviews and quarterly supervisory oversight.

What is notable about the firm compared with peers is that it sponsors a wrap fee program and has affiliations with a private fund and other outside business activities, arrangements that the brochure discloses and for which conflicts of interest are managed. The firm also conducts no‑cost public seminars and workshops and discloses that certain principals engage in insurance sales and loan‑origination businesses, with policies in place (disclosures, a code of ethics, and supervisory review) to address potential conflicts.

Client services

Financial planning Portfolio management Pension consulting Educational seminars or workshops

Expertise

Wealth management General estate planning guidance Retirement plans for business owners (SEP, solo 401k) Cash flow / budgeting

Occupation focus

Founder/Business Owner

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Fee options

Percentage

$1 - $1,000,000: 1.5% annually $1,000,001 - $3,000,000: 1.25% annually $3,000,001 - $5,000,000: 1.0% annually Over $5,000,001+: 0.75% annually

Project-based

$250 per hour (used to calculate refunds for financial planning cancellations)

Main office location

Compass Capital Investments LLC

10 W. Main St.

Fincastle VA 24090, United States

Number of offices

1

Most active in

California · Florida · Georgia · Nevada · Texas · Virginia

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Quick links

Advisors at this firm

user avatar

Erin M

Series 65

Fincastle, VA

Compass Capital Investments LLC

Erin Moseley is a financial advisor with Compass Capital Investments LLC, holding a Series 65 credential and bringing four years of industry experience. She also serves as Director of Operations at Barkett Allen Capital, where she coordinates comprehensive financial planning services that integrate investment management with insurance and other financial planning aspects. Additionally, she is Chief Compliance Officer for C4T, LLC, a private fund, and owns Cleared To Land, LLC, a loan origination business. Compass Capital Investments provides discretionary and non-discretionary asset management through a wrap-fee program and offers comprehensive financial planning, pension consulting, and educational seminars. The firm serves individual clients, including high-net-worth individuals, as well as corporations seeking plan-level advice, with investment decisions based on fundamental analysis and a long-term purchase orientation.

Wealth management General estate planning guidance Retirement plans for business owners (SEP, solo 401k) Cash flow / budgeting Founder/Business Owner
user avatar

Brian T

Series 65

Fincastle, VA

Compass Capital Investments LLC

Brian Taylor is a financial advisor at Compass Capital Investments LLC with a Series 65 credential and five years of industry experience. His prior work includes roles at Freedom First Credit Union, Hometrust Bank, The Bank of Fincastle, and Farm Credit. Outside of advising, he serves on the boards of two non-profits focused on children’s advocacy and business education in the Roanoke area and holds ownership or partnership positions in several aviation and private fund enterprises. Compass Capital Investments provides discretionary and non-discretionary asset management primarily to individual clients, including high-net-worth individuals, as well as pension consulting and financial planning services. The firm emphasizes fundamental analysis and long-term portfolio construction, offers a wrap-fee program, and conducts public educational seminars.

Wealth management General estate planning guidance Retirement plans for business owners (SEP, solo 401k) Cash flow / budgeting Founder/Business Owner
user avatar

Virginia B

Series 65

Fincastle, VA

Compass Capital Investments LLC

Virginia Barkett is a financial advisor with Compass Capital Investments LLC, holding a Series 65 designation and seven years of industry experience. She has worked at Compass Capital Investments since 2018 and previously operated as a sole proprietor and with Barkett-Allen Capital, LLC. Outside of her advisory work, Barkett owns and manages a hospitality business that includes a café, pie shop, wedding venue, and event space, and she is also a children’s book author. Compass Capital Investments LLC provides discretionary and non-discretionary asset management through a wrap-fee program, comprehensive financial planning, and pension consulting. The firm serves individual clients, including high-net-worth individuals, as well as corporate clients, employing fundamental analysis and a long-term investment approach tailored to client objectives.

Wealth management General estate planning guidance Retirement plans for business owners (SEP, solo 401k) Cash flow / budgeting Founder/Business Owner
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