Tulsa, OK Office

Compass serves individual and high-net-worth clients as well as trusts, estates, and charitable organizations, offering financial planning and consulting and coordinating investment management through unaffiliated third‑party managers (TPMs). Financial planning is offered on standalone hourly or fixed‑fee terms and implementation or custody of assets is generally handled by custodians or TPMs rather than Compass directly.

Compass functions as the client’s primary point of contact, collecting investor profile information, recommending or allocating among TPM‑managed models, and monitoring accounts for needed re‑allocations; TPMs typically retain discretionary trading authority and execute trades on managed models. The firm does not maintain custody of client funds, reported no assets under management as of December 31, 2025, and does not itself exercise discretionary trading authority or directly manage portfolios for clients.

Noteworthy distinctions in the brochure include an affiliation with an insurance agency (Integrity Financial Services, LLC), with firm representatives licensed to sell commission‑based insurance products and a disclosure of the related conflicts of interest. The brochure also discloses joint seminar arrangements and expense reimbursements with a TPM, the firm’s use of client testimonials in marketing materials, and recent additions to its disclosures about risks associated with recommending structured notes.