C
Compass Financial Advisors, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$21,469,769
Clients
40
13% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
40
HighAverage account size
$536,744
About
Compass Financial Advisors, LLC provides discretionary and non‑discretionary asset management and separately managed account services to individual clients (including high‑net‑worth) and institutional clients, overseeing roughly $21.5 million across about 40 accounts. Offerings include model portfolios (Growth, Balanced, Conservative, International) and customized portfolio management using mutual funds, ETFs, stocks, bonds, preferreds and options.
The firm combines a top‑down asset allocation process with bottom‑up fundamental research to select managers and securities, and typically implements portfolios on a discretionary basis with ongoing monitoring and at least quarterly reviews. Custody and trade execution are provided through an established relationship with Charles Schwab, and the firm aggregates/households client accounts for fee calculation and reporting.
Notable for a small independent adviser, the firm’s principal also serves in chief‑compliance and affiliated roles at multiple other registered investment advisers, creating formal operational links to other advisory firms. The combination of those multi‑firm affiliations and an institutional custodial relationship that supplies research, technology and support services is atypical for a solo practitioner of this size.
Client services
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Fee options
$0 - $500,000: 1.4% $500,000 - $1,000,000: 1.2% $1,000,000+: 1.0%
Account minimum: $100,000
Main office location
Compass Financial Advisors, LLC
West Chester PA, United States
Number of offices
1
Most active in
Compass Financial Advisors, LLC has reported serving >5 clients in these states in the last 12 months.
Pennsylvania
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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