A complete list of active advisors currently associated with Compass Financial, LLC

Warmer can help you find a great advisor at Compass Financial, LLC or one who fits your needs even better.

Compass Financial, LLC provides ongoing asset management and pension consulting to individuals, small businesses, trusts, estates, pooled vehicles and charities, and advises qualified retirement plan sponsors including pension and profit-sharing plans. The firm also offers investment advice on assets held outside a primary custodian, such as employer-sponsored retirement accounts and 529 plans. Investment strategies are developed from each client’s stated goals, time horizon and risk tolerance, with the adviser recommending securities and allocations while operating primarily on a non-discretionary basis that requires client approval for each trade. The firm uses both fundamental and technical analysis and employs mutual funds, ETFs (including Dimensional Fund Advisors funds), and small- and mid-cap exposures, with account reviews performed at least annually. Notable differences from many solo independent advisers include a material focus on pension consulting and institutional plan work and a reported asset base managed predominantly on a non-discretionary basis, both of which are less common for firms this size. The firm’s principal is a licensed insurance agent who spends a portion of time selling insurance products and receiving commissions, a disclosed potential conflict that the firm addresses through policies and client disclosures.

To learn more about the advisors currently working at Compass Financial, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.