Compass Financial Services, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Compass Financial Services works with individuals, trusts, and estates to provide discretionary wealth management, portfolio management, and comprehensive financial planning. Consistent with many supported firms, it charges fees based on a percentage of assets under management and constructs portfolios using ETFs and low‑cost mutual funds.
The firm’s investment approach is primarily long‑term and discretionary, combining technical and fundamental analysis to build diversified portfolios that may include ETFs, buffered ETFs, mutual funds, individual stocks and bonds, and occasionally independent managers. Accounts are monitored continuously with formal reviews at least annually, and the adviser may rebalance or trade more actively to address cash needs, tax considerations, or changing market conditions.
Notable distinctions include an affiliated insurance practice: the firm’s principal is a licensed insurance professional who spends a substantial portion of time selling insurance and receives commission compensation for those sales, a relationship the brochure discloses as a conflict of interest and states is handled separately from advisory services. The brochure also highlights the use of buffered ETFs — a more complex, outcome‑oriented product with derivative exposure and capped gains — and an institutional custodial relationship that provides the adviser with technology and other economic benefits.
Client services
Expertise
Fee options
1.10% annually
Main office
108 Cambridge Plaza Drive, Suite B
Winston Salem NC 27104
Advisors at this office
1
Most active in
North Carolina
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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