A complete list of active advisors currently associated with Compass Financial Services

Warmer can help you find a great advisor at Compass Financial Services or one who fits your needs even better.

Compass Financial Services provides investment advice and wealth-management services to individuals (including high‑net‑worth clients), retirement plans, trusts, estates, charitable organizations, corporations and other business entities. Its services include investment management through a wrap fee program and broader financial planning advice covering retirement, estate and tax matters, as well as guidance on insurance and other financial products; the brochure states the firm acts as a fiduciary. The firm describes itself as a “total portfolio” manager that implements an active, diversified approach using proprietary model portfolios classified as Growth, Volatility‑Managed, or Income, with accounts assigned to models based on objectives, time horizon and risk tolerance. Investment Adviser Representatives use those models to manage accounts on a discretionary basis, conducting scheduled quarterly reviews and unscheduled reallocations when market or security‑specific events warrant action. Several operational features distinguish Compass from many peers: it sponsors a wrap fee program, operates in a hybrid arrangement with LPL Financial (some advisers are also registered representatives of LPL and may implement commissionable brokerage transactions), and permits certain advisers to act as licensed insurance agents in their individual capacities—relationships the brochure discloses as potential conflicts and sources of economic benefit. The brochure also notes the firm may advise on securities option contracts and other derivative instruments in client accounts and receives various non‑monetary support from LPL, all of which the firm says it monitors through ongoing due diligence.

To learn more about the advisors currently working at Compass Financial Services, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.