Compass Private Wealth Consulting, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm serves individual investors as well as pension and profit‑sharing plans, trusts, estates and charitable organizations, delivering ongoing discretionary portfolio management and written financial planning. It primarily advises on mutual funds, ETFs and individual equities and also provides retirement‑plan rollover guidance and occasional advice on other securities and instruments.
Its investment process combines traditional fundamental and technical analysis and implements both long‑term and short‑term purchases within a discretionary mandate, with account reviews conducted at least quarterly. The firm operates on a fee‑only basis, primarily charging a percentage of assets under management, and places client assets with independent third‑party custodians.
The firm’s principal holds CPA, PFS and CFP credentials and continues to prepare individual tax returns seasonally, creating an integrated tax‑and‑investment service that some clients use in combination; the firm discloses this dual relationship and offers clients the option to obtain tax services elsewhere to address potential conflicts. As a solo adviser managing roughly $19.8 million for a compact client base, the practice is notable for pairing traditional wealth‑management services with active tax planning experience.
Client services
Expertise
Fee options
Certain financial planning projects on a fixed fee basis; requires retainer of half the fixed fee
Under $500,000 - $500,000: 1.00% - 1.75% $500,001 - $1,000,000: 0.80% - 1.50% $1,000,001 - $2,500,000: 0.70% - 1.25% $2,500,000 - $5,000,000: 0.60% - 1.00% Above $5 million+: Negotiable
$250 per hour for financial planning services
Fee-only: Fee-only advisory firm, no commissions or other compensation from third parties
Main office
Prior Lake MN
Advisors at this office
1
Most active in
Minnesota
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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