Compass Retirement, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm serves individuals and high-net-worth clients with customized financial planning and discretionary portfolio management, and it also provides consulting services to retirement plan sponsors along with participant education. It operates as a single-advisor practice and delivers services under written engagement agreements.
Investment advice emphasizes diversified, asset-class allocations implemented primarily with mutual funds and ETFs and guided by Modern Portfolio Theory, with portfolios monitored and periodically rebalanced and tax-loss-harvesting recommendations made as appropriate. Financial planning engagements may be modular or comprehensive and are offered on hourly, fixed-project, or ongoing retainer bases according to client needs.
Notable distinctions include a focused practice serving pension and profit-sharing plan clients and providing pension consulting and participant seminars — the firm discloses advising approximately $167 million in retirement-plan assets in addition to its registered AUM. The firm’s principal holds retirement-focused professional credentials (CFP® and CRPS®) and the firm recently transitioned to SEC registration, factors that may be relevant to prospective institutional and retirement-focused clients.
Client services
Expertise
Fee options
Fixed project fees ranging from $1,200 to $5,000, and retainer fees starting at $500 per quarter
$0 - $500,000: 1.25% (125 basis points) $500,001 - $1,500,000: 1.00% (100 basis points) $1,500,001 - $2,500,000: 0.80% (80 basis points) $2,500,001 - $3,500,000: 0.65% (65 basis points) $3,500,001 - $5,000,000: 0.55% (55 basis points) $5,000,001+: 0.45% (45 basis points)
$400 per hour billed in 15-minute increments
Retainer fees starting at $500 per quarter, paid quarterly
Account minimum: $1,500,000 Fee-only: Financial planning fees billed hourly at $400/hour in 15-minute increments, fixed project fees ranging from $1,200 to $5,000, and retainer fees starting at $500 per quarter
Main office
Old Saybrook CT
Advisors at this office
1
Most active in
Connecticut · Florida · Maryland · North Carolina
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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