A complete list of active advisors currently associated with Compass Rose Financial Planning & Investment Management
Warmer can help you find a great advisor at Compass Rose Financial Planning & Investment Management or one who fits your needs even better.
Compass Rose Financial Planning & Investment Management is a fee-only advisory firm that provides integrated financial planning and asset allocation and portfolio monitoring services for individual households and families. The firm reports approximately $155.5 million of non-discretionary client assets under monitoring as of December 31, 2024. The firm uses MoneyGuidePro for financial planning, applies Modern Portfolio Theory for portfolio construction, and relies on Morningstar research and low‑expense considerations when selecting mutual funds and ETFs; advisers present an Investment Policy Statement and implement changes only with client approval. Portfolios are generally managed on a long‑term basis, reviewed at least semi‑annually, and rebalanced or adjusted following client consultations to address tax and risk‑tolerance considerations. Compared with many investment-manager peers that run pooled or institutional discretionary mandates, Compass Rose operates as a small, single‑adviser, fee‑only practice focused on combining planning with non‑discretionary monitoring and does not charge performance‑based fees or vote client securities. The firm recommends Schwab as its primary custodian and receives institutional support services from Schwab—an operational resource the brochure discloses as a potential conflict of interest.
To learn more about the advisors currently working at Compass Rose Financial Planning & Investment Management, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Palm Springs, CA
| 12
|
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