Compass Wealth Planning LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Compass Wealth Planning LLC provides discretionary asset management to individual and high‑net‑worth clients and offers consulting to sponsors of qualified retirement plans, including 401(k), 403(b), pension, profit‑sharing and cash balance plans. The firm also offers comprehensive financial planning and general financial consulting to individuals.
Portfolios are constructed around each client’s stated goals, time horizon and risk tolerance, with investment selection informed by fundamental analysis and Modern Portfolio Theory and implemented under discretionary authority for ongoing monitoring, rebalancing and tax‑aware adjustments. The firm’s stated toolset includes long‑ and short‑term positions, options strategies and margin where appropriate, and clients may impose written investment restrictions.
Compared with many firms in the no‑active‑advisors category, Compass explicitly documents ERISA plan services as a limited‑scope 3(21) fiduciary and provides fixed, upfront financial planning fees with plans delivered within 90 days and a stated option to waive the planning fee if the client implements recommendations through the firm. The brochure also notes the firm does not act as a private fund adviser, does not sponsor wrap fee programs, and lists a CFP®‑certified principal who conducts an unrelated part‑time technology contracting activity.
Client services
Expertise
Fee options
Financial planning fees range from $3,000 to $5,000, based on plan complexity and scope.
$0 - $1,000,000: 1.00% annually $1,000,000 - $5,000,000: 0.70% annually $5,000,000 - $10,000,000: 0.50% annually $10,000,000+: 0.35% annually
Main office
3478 Buskirk Ave, Ste #1000
Pleasant Hill CA 94523
Advisors at this office
1
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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