Compound Wealth Advisors
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Compound Wealth Advisors is an independent, single‑advisor registered investment adviser that provides discretionary asset management, retirement income and tax‑aware planning, limited estate planning, and standalone financial planning to high‑net‑worth individuals. Like many independent firms, it charges percentage‑of‑assets‑under‑management fees and focuses on portfolio management for individual clients.
The firm uses Modern Portfolio Theory and Monte Carlo simulation to shape customized asset allocations and typically operates with discretionary trading authority to implement those plans. It also offers to manage qualified retirement "held‑away" plan accounts via a third‑party linking service (Pontera), a capability that requires client authorization and is not available for accounts custodied at certain providers such as Fidelity.
Compound Wealth Advisors maintains a public educational program—publishing blogs, contributing to national media, and offering downloadable materials in exchange for contact information—a practice that is relatively uncommon among small independent advisers. The firm operates with a small client roster and about $10.5 million in AUM, provides paid comprehensive financial plans that can be credited against advisory fees if the prospect becomes a client within 30 days and makes comprehensive planning complimentary for client relationships exceeding $1,000,000, and re‑registered after a 2021 merger.
Client services
Expertise
Fee options
$250,000 - $500,000: 1.25% annually $500,001 - $1,000,000: 1.15% annually $1,000,001 - $1,500,000: 1.00% annually $1,500,001 - $2,000,000: 0.95% annually $2,000,001 - $2,500,000: 0.90% annually $2,500,001 - $3,000,000: 0.85% annually $3,000,001 - $3,500,000: 0.80% annually $3,500,001 - $4,000,000: 0.75% annually $4,000,001 - $4,500,000: 0.70% annually $4,500,001 - $5,000,000: 0.65% annually Above $5,000,001+: Negotiable to no more than 0.65% annually
Account minimum: $1,000,000 Fee-only: Financial planning fees ranging from $2,500 to $3,500 for comprehensive plans; complimentary for clients with over $1,000,000 in assets under management.
Main office
San Diego CA
Advisors at this office
1
Most active in
California · Connecticut · Texas
Also doing business as
Compound Wealth Advisors · Compound Wealth Advisors, LLC. · Cwa
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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