Compound Wealth Advisors
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$10,500,000
Clients
10
60% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
10
LowAverage account size
$1,050,000
About
Compound Wealth Advisors provides discretionary and non‑discretionary asset management and financial planning to high‑net‑worth individuals, typically requiring about $1 million in investable assets though minimums may be waived, and charges percentage‑of‑AUM advisory fees common among independent advisers. The firm also offers management of qualified retirement “assets held away” using a third‑party linking platform to review and, when appropriate, rebalance workplace and held‑away accounts.
Investment programs are tailored to each client’s stated goals, time horizon and risk tolerance and may incorporate Modern Portfolio Theory and Monte Carlo simulations to set allocations and evaluate plan outcomes. Accounts are reviewed on a regular schedule (quarterly reviews and annual meetings, with more frequent reviews when market conditions dictate), and held‑away accounts are reviewed at least semi‑annually with rebalancing as deemed necessary.
Distinctive features include a formal program of educational outreach—blogs, contributions to national media and periodic educational materials or newsletters distributed to contacts—which the brochure describes as part of the firm’s client education efforts, a practice that is relatively uncommon among peers. The firm also offers a complimentary short-form financial plan for prospects, applies planning fees as credits if a prospect becomes a client, uses third‑party vendors to facilitate held‑away management and billing, and discloses a written code of ethics and conflicts practices in its brochure.
Client services
Financial planning
Portfolio management
Newsletters or periodicals
Expertise
General retirement planning
Income planning
Tax-loss harvesting
Wealth management
Fee options
$250,000 - $500,000: 1.25% annually $500,001 - $1,000,000: 1.15% annually $1,000,001 - $1,500,000: 1.00% annually $1,500,001 - $2,000,000: 0.95% annually $2,000,001 - $2,500,000: 0.90% annually $2,500,001 - $3,000,000: 0.85% annually $3,000,001 - $3,500,000: 0.80% annually $3,500,001 - $4,000,000: 0.75% annually $4,000,001 - $4,500,000: 0.70% annually $4,500,001 - $5,000,000: 0.65% annually Above $5,000,001+: Negotiable to no more than 0.65% annually
Account minimum: $1,000,000 Fee-only: Comprehensive financial planning fees range from $2,500 to $3,500 (stand-alone service); light quick plan under an hour is free for prospective clients
Main office location
Compound Wealth Advisors
San Diego CA, United States
Number of offices
1
Most active in
Compound Wealth Advisors has reported serving >5 clients in these states in the last 12 months.
California · Connecticut · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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