Compton Financial Group, LLC logo

Compton Financial Group, LLC

Updated today

Client assets under management

$0

Clients

0

Advisors

3

of 5 employees

Firm type

Supported

1-4 advisors or >$200M in AUM

Clients per advisor

0

Very Low

Average account size

About

Compton Financial Group provides financial planning and consulting to individuals and families, addressing areas such as retirement income planning, estate planning, education funding, portfolio and investment analysis, and cash flow/budgeting. The firm’s disclosures state it does not provide asset-management services, does not take custody of client assets, and does not participate in wrap or performance‑based fee programs.

The firm delivers written financial plans after collecting client information through questionnaires and meetings, focusing on asset‑allocation and planning recommendations rather than specific security selections. Uncommon for advisers in its registration category, Compton bills planning engagements on an hourly basis and does not rely on percentage‑of‑assets‑under‑management fees.

Compton operates with a small team of CFP®‑certified advisers who are also Investment Adviser Representatives of Commonwealth and hold insurance licenses, and those affiliations account for the majority of the advisers’ time and potential implementation pathways. The brochure discloses resulting conflicts of interest — including earned commissions on insurance sales, additional compensation when implementing recommendations through Commonwealth, and adviser loans tied to the acquisition of Commonwealth by LPLH — and describes written disclosures, a Code of Ethics, and client notifications as the firm’s primary mitigation measures.

Client services

Financial planning

Expertise

General retirement planning

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Fee options

Commissions

Investment Adviser Representatives may earn commissions from sale of insurance products separate from advisory fees.

Project-based

Hourly fee is $200 per hour for financial planning services; fees are negotiable.

Other

Fee-only: Financial planning services charged on an hourly basis at $200/hour; fees are negotiable depending on factors such as complexity and time spent.

Main office location

Compton Financial Group, LLC

602 N Colorado St, Ste 130

Kennewick WA 99336, United States

Number of offices

1

Most active in

Washington

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Seth C

CFP®, Series 66

Kennewick, WA

Compton Financial Group, LLC

Seth Compton is a CFP® professional with 13 years of experience in financial advising. He is the co-owner of Compton Financial Group, LLC in Kennewick, WA, and previously worked for Valic Financial Advisors for 10 years. Compton Financial Group provides financial planning and consulting services to individuals and families, focusing on retirement income planning, estate planning, education funding, and cash flow management. The firm delivers written financial plans based on client information and emphasizes asset allocation and planning recommendations rather than specific security selections.

General retirement planning
user avatar

Steven C

Series 63

Kennewick, WA

Compton Financial Group, LLC

Steven Compton is a financial advisor with Compton Financial Group, LLC in Kennewick, WA, holding a Series 63 designation and 42 years of industry experience. He previously worked at Valic Financial Advisors for 22 years before joining Compton Financial Group and Commonwealth Financial Network in 2022. Outside of advising, he is involved in fixed insurance sales. Compton Financial Group provides financial planning and consulting services to individuals and families, focusing on retirement income, estate planning, education funding, portfolio analysis, and cash flow management. The firm emphasizes written financial plans with asset-allocation and planning recommendations, operates on an hourly billing model, and does not provide asset management or custody of client assets.

General retirement planning
user avatar

Sean C

CFP®, Series 66

Kennewick, WA

Compton Financial Group, LLC

Sean Compton is a CFP® professional affiliated with Commonwealth Financial Network, based in Kennewick, WA, with 16 years of industry experience. He has worked with Valic Financial Advisors for 12 years before joining Commonwealth and founding Compton Financial Group. Commonwealth Financial Network serves a national network of approximately 2,950 advisors, providing a range of advisory programs and operational support. The firm offers discretionary model portfolios and customizable investment solutions while delivering technology, compliance, and practice-management services to affiliated advisors.

General retirement planning
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