Compton Financial Group, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Compton Financial Group provides financial planning and consulting to individuals and families, producing written plans that address retirement income, estate planning, education funding, executive benefits, portfolio and tax analyses. The firm focuses on planning engagements and does not provide asset management services, custody of client assets, or wrap-fee programs.
The firm’s process begins with a complimentary consultation and a data‑gathering questionnaire, after which advisers prepare customized, written plans that emphasize asset allocation, cash‑flow and tax considerations rather than recommendations of specific securities. Compton’s advisers do not manage client portfolios internally; when implementation is requested they may assist through an affiliated advisory platform and also are licensed to sell insurance products, resulting in additional compensation sources.
What sets Compton Financial apart from many peers is its planning‑only business model — it does not charge percentage‑of‑AUM fees, accept discretionary management, or hold client assets — a configuration that is uncommon among supported firms. The firm’s advisers are CFP professionals who spend a substantial portion of their time affiliated with an outside advisory network that supplies custody and platform services, and the brochure discloses business incentives tied to that affiliation (including fee credits and multi‑year forgiven loans related to a platform acquisition), which may influence implementation choices.
Client services
Expertise
Fee options
Investment Adviser Representatives earn commissions for selling insurance products; commissions are separate from advisory fees.
Hourly fee of $200; fees are negotiable based on time spent, complexity, services requested, and staff resources.
Main office
602 N Colorado St, Ste 130
Kennewick WA 99336
Advisors at this office
3
Most active in
Washington
Also doing business as
Cfg · Compton Financial Group · Compton Financial Group, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
Seth C
CFP®, Series 66
Kennewick, WA
Compton Financial Group, LLC
Seth Compton is a CFP® professional with 14 years of experience in financial advisory roles. He has worked at Valic Financial Advisors and Commonwealth Financial Network before joining Compton Financial Group, LLC, where he is a co-owner. Outside of advisory work, he is co-owner of a commercial real estate entity in Kennewick, WA. Compton Financial Group provides financial planning and consulting services focused on retirement income, estate planning, education funding, executive benefits, and tax analyses for individuals and families. The firm emphasizes written, customized planning without managing client assets or providing discretionary management.
Steven C
Series 63
Kennewick, WA
Compton Financial Group, LLC
Steven Compton is a financial advisor with Compton Financial Group, LLC in Kennewick, WA, holding a Series 63 designation and 43 years of industry experience. He previously worked at Valic Financial Advisors for 22 years and Commonwealth Financial Network for 4 years. Compton Financial Group provides financial planning and consulting services to individuals and families, focusing on written plans for retirement income, estate planning, education funding, and tax analyses. The firm operates on a planning-only model without managing client assets, emphasizing customized strategies around asset allocation and cash flow rather than specific securities recommendations.
Sean C
CFP®, Series 66
Kennewick, WA
Compton Financial Group, LLC
Sean Compton is a CFP® professional with 16 years of industry experience. He is the principal of Compton Financial Group, LLC in Kennewick, WA. Prior to founding Compton Financial Group in 2022, he spent 12 years with Valic Financial Advisors. Compton Financial Group provides financial planning and consulting to individuals and families, focusing on written plans that address retirement income, estate planning, education funding, executive benefits, and tax analyses. The firm operates a planning-only model without managing client portfolios internally or holding client assets.
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)