A complete list of active advisors currently associated with Concepts Financial Services, LLC

Warmer can help you find a great advisor at Concepts Financial Services, LLC or one who fits your needs even better.

The firm provides portfolio management and comprehensive financial and business planning to individual clients and small businesses, covering retirement, succession, education, tax, legacy, and cash-flow matters. It delivers ongoing asset management through a sponsored wrap fee program while also offering financial planning and business-consulting services. The firm generally manages client accounts on a non-discretionary basis, obtaining prior client approval before executing transactions and requiring clients to establish brokerage relationships with approved custodians under the wrap program. Investment decisions draw on a blend of fundamental, technical, charting and cyclical analysis and on external research sources such as conferences, calls and webinars, with strategies that may include both long- and short-term holdings. Distinctive features include sponsoring a wrap fee program—an arrangement that is uncommon among similar independent advisers—and an affiliation between the firm’s managing member and an external tax-preparation practice that the brochure discloses as a potential conflict of interest clients may decline. The brochure also reports that the firm’s assets are almost entirely non-discretionary ($0 discretionary; $22,856,659 non-discretionary), and the combination of small scale with integrated tax and business-planning services differentiates its service mix from many peers.

To learn more about the advisors currently working at Concepts Financial Services, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.