Concierge Financial Advisor LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$39,009,570
Clients
8
Advisors
2
of 2 employees
About
Concierge Financial Advisor LLC provides financial planning and ongoing portfolio management primarily to high‑net‑worth individuals, trusts, estates, small businesses, charitable organizations, and corporations; the firm manages about $40.35 million for eight client relationships with two advisors. The firm builds customized Investment Policy Statements and offers both discretionary and limited‑discretionary account management tied to each client’s objectives and risk tolerance.
Investment implementation combines long‑term strategic and medium‑term tactical models that use ETFs, individual equities, fixed income, REITs, and alternative ETPs, with individualized asset selection and regular rebalancing. For approved high‑net‑worth clients CFAdvisor may employ derivatives and options strategies and limited hedging (including leveraged inverse ETFs) in separately managed accounts, and it documents client limits and written approvals for trades that exceed client‑specified thresholds.
Noteworthy features include the firm’s explicit use of derivatives and options within separately managed accounts—an uncommon practice among peers—and a formal risk‑management offering targeted at clients with at least $1.5 million in AUM. The firm also periodically offers complimentary educational workshops for clients and their guests and operates with a small, concentrated client roster relative to its assets under management.
Client services
Expertise
Occupation focus
Fee options
$250,000 - $499,999: 1.25% annually $500,000 - $1,499,999: 1.00% annually $1,500,000 - $2,999,999: 0.80% annually $3,000,000 - $7,499,999: 0.75% annually $7,500,000+: 0.60% annually
Account minimum: $250,000 Fee-only: Portfolio management fees on AUM, negotiable, no commissions charged, no performance fees, financial plan creation initial assessment complimentary
Main office
Parrish FL
Advisors at this office
2
Most active in
Florida · Texas
Also doing business as
Cfadvisor · Concierge Financial Advisor LLC · Concierge Fnancial Advisor LLC
Disclosures
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Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
Nicole P
Series 65
Parrish, FL
Concierge Financial Advisor LLC
Nicole Phelan is a Series 65-licensed financial advisor with Concierge Financial Advisor LLC, bringing four years of industry experience. She has worked at Harwood Financial Group and has been with Concierge Financial Advisor LLC since 2021. Concierge Financial Advisor LLC provides financial planning and portfolio management primarily for high-net-worth individuals, families, trusts, estates, small businesses, and retirement plans. The firm manages approximately $37.8 million and employs a customized investment approach that includes long-term strategic and medium-term tactical models using a variety of investment vehicles under discretionary mandates.
Robert P
CFA®, Series 65
Parrish, FL
Concierge Financial Advisor LLC
Robert Phelan is a CFA® charterholder and holds a Series 65 license with five years of industry experience. He has worked at Concierge Financial Advisor LLC since 2021 and previously spent seven years at Risk Director LLC. Phelan also provides part-time consulting on risk management policies and risk reviews for large corporations. Concierge Financial Advisor LLC serves high-net-worth individuals, trusts, estates, small businesses, charitable organizations, and corporations with customized financial planning and portfolio management. The firm uses a combination of long-term strategic and medium-term tactical investment models, including derivatives and options strategies, and maintains a small client roster with approximately $40.35 million under management.
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