Conifer Investments Ltd
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Conifer Investments provides investment advisory services principally to individuals, families, trusts and endowments. The firm’s services include reviewing clients’ financial positions, developing investment objectives and asset-allocation targets, and designing and implementing investment programs, and it coordinates with other professionals on estate and tax matters.
Conifer uses an asset-allocation framework and combines fundamental, technical and cyclical analysis across individual securities, ETFs, mutual funds, unregistered private investment funds and separate accounts managed by other advisers. A substantial portion of the firm’s assets are managed on a non-discretionary basis — the brochure reports $524 million in AUM with the majority held in non-discretionary accounts — and the firm both manages portfolios directly and selects and monitors third‑party managers for clients.
Noteworthy aspects in the brochure include that Conifer retains custody over a limited number of accounts due to trustee agreements or client authorizations to pay bills and wire funds, and that it employs both asset-based and fixed-fee consulting arrangements while not imposing a dollar minimum to open an account. The combination of serving individual (including non‑HNW) clients alongside endowments, focusing largely on non‑discretionary relationships, and providing manager‑selection and occasional custody services distinguishes its operating profile from many peers.
Client services
Expertise
Fee options
$0 - $500,000: 1.00% $500,001 - $2,000,000: 0.80% $2,000,001 - $5,000,000: 0.60% $5,000,001+: Negotiable
Minimum fee: $3,000 annually Fee-only: Fixed fees for investment consultation services, negotiated in advance
Main office
61 South Main Street
West Hartford CT 06107
Advisors at this office
1
Most active in
Connecticut
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
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