Conklin Financial Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Conklin Financial Management, LLC is a solo‑advisor independent registered investment adviser that provides discretionary portfolio management and financial planning to individuals, high‑net‑worth individuals, and 401(k) plans. The firm manages roughly $1.42 million across a small client base and also offers standalone hourly financial planning engagements.
The firm’s investment process blends fundamental analysis and modern portfolio theory, emphasizes long‑term trading, and typically implements portfolios using exchange‑traded funds, mutual funds, fixed income and Treasury inflation‑protected securities as appropriate. Client objectives and risk tolerances are documented in an Investment Policy Statement, CFM seeks discretionary authority to execute trades, and accounts are reviewed at least quarterly.
CFM requires clients to custody assets on specific platforms (Altruist, Betterment Advisor Solutions, or Guideline) and maintains institutional relationships with those providers that include digital account opening and other integrations; the brochure also discloses the potential receipt of research or other soft‑dollar benefits from custodians. The principal is a licensed insurance agent who states he does not sell insurance or receive commissions, and the firm discloses that it occasionally compensates third‑party referral services.
Client services
Expertise
Fee options
$0 - $250,000: 0.90% $250,001 - $500,000: 0.80% $500,001 - $750,000: 0.70% $750,001 - $1,000,000: 0.60% $1,000,000+: 0.50%
$150 per hour for financial planning services
Main office
Williamsburg MI
Advisors at this office
1
Most active in
Michigan
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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