Conley Capital Group

Conley Capital Group provides financial planning and asset-allocation advice to individuals, trusts, and estates and makes recommendations across a broad range of investments including equities, corporate and government debt, mutual funds, variable annuities, insurance products, and occasionally direct participatory investments such as non‑traded REITs and limited partnerships. The firm’s brochure discloses that it does not maintain discretionary or non‑discretionary client assets and may refer clients to third‑party money managers for implementation.

The firm relies on fundamental, technical, and macroeconomic analysis and uses both long‑term and short‑term trading strategies, margin transactions, and third‑party manager referrals; clients may impose investment restrictions and reviews are performed on an as‑needed basis. Compensation is structured primarily through commissions, with the firm also offering hourly and fixed‑fee engagements, and the brochure notes commissions represent the majority of its revenue rather than percentage‑of‑assets fees.

Distinctive operational features disclosed in the brochure include an associated registered representative arrangement with a broker‑dealer and contractual relationships with insurance companies, which permit selling securities and insurance products for commission and receiving 12b‑1 or trail fees. The firm also discloses that it may receive solicitor/referral fees when directing clients to other advisers and that principals may have financial interests in recommended investments; it does not accept custody or voting authority over client securities.