Conquis Financial LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Conquis Financial LLC provides discretionary and non-discretionary investment management along with financial planning and consulting to individuals (including high-net-worth clients), trusts and estates, charitable organizations, corporations, and retirement-plan participants. The firm also engages independent managers and sub-advisors to manage portions of client assets under separate agreements.
The firm combines passive and active strategies and uses diversification and Modern Portfolio Theory principles to construct and rebalance portfolios based on each client’s objectives, risk tolerance, and tax considerations. Conquis employs tax-aware tactics — including tax-loss harvesting and direct indexing for tax-loss targeting — and continuously monitors both internal portfolios and third-party managers to keep allocations aligned with client goals.
Noteworthy for a three-advisor practice, Conquis manages roughly $280 million across about 50 client relationships, which suggests a relatively concentrated, potentially more customized advisory model than many peers. The firm does not vote client proxies (clients retain proxy voting authority), may allow margin accounts at client request, and discloses custodial and brokerage support arrangements used to facilitate trading and account administration.
Client services
Expertise
Fee options
Fixed flat fee negotiated based on services provided
Minimum fee: Minimum quarterly fee of $3,000 (equivalent to $12,000 annually) Fee-only: Fixed flat fee negotiated based on services provided
Main office
1 La Cruz Avenue, Suite 202
Millbrae CA 94030
Advisors at this office
2
Most active in
California · New Hampshire · New York
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Jacob L
CFP®, Series 63
Millbrae, CA
Conquis Financial LLC
Jacob Levy is a CFP® with three years of industry experience, currently serving as an advisor at Conquis Financial LLC since 2024. His prior roles include positions at Foreside Funds Distributors LLC, Matthews International Capital Management, LLC, The Burgiss Group LLC, Caissa LLC, and Tiedemann Advisors LLC. Outside of his advisory work, Levy is the president of Eastbayshore Eruv Corporation, a religious nonprofit organization. Conquis Financial LLC provides discretionary and non-discretionary investment management, financial planning, and consulting services to individuals, trusts, estates, charitable organizations, corporations, and retirement-plan participants. The firm integrates passive and active strategies with tax-aware portfolio management, employing diversification and Modern Portfolio Theory principles to tailor investments to client objectives and risk tolerance.
Katherine S
CFP®, Series 63, Series 65
Millbrae, CA
Conquis Financial LLC
Katherine Simmonds is a CFP® with 25 years of industry experience. She is currently with Conquis Financial LLC, where she has worked since 2022. Her prior experience includes roles at Mariner Platform Solutions, AdvicePeriod, LLC, and Stanford Investment Group, Inc. Conquis Financial LLC provides investment management and financial planning services to individuals, trusts, estates, charitable organizations, corporations, and retirement-plan participants. The firm employs a combination of passive and active strategies, utilizing diversification and Modern Portfolio Theory principles alongside tax-aware tactics to align portfolios with client objectives and risk tolerance.
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)