Constantia Capital LLC logo

Constantia Capital LLC

Updated today

Client AUM

$18,665,565

Clients

44

Advisors

2

of 2 employees

About

Constantia Capital provides discretionary investment management primarily to medium and high‑net‑worth individuals, as well as institutions, employee benefit plans, trusts and estates, managing client accounts as separately managed accounts. The firm offers a range of strategies — including a publicly posted Large‑Cap 130/30 product, other quantitative large‑ and small‑cap strategies, a merger‑arbitrage product, passively managed biotechnology sleeves, and a wealth‑management (balanced) strategy — and generally applies its models across clients without per‑client algorithm adjustments aside from client‑imposed restrictions (e.g., ESG).

The firm’s process is quantitatively driven by a proprietary model developed over many years that evaluates valuation, sentiment and quality factors and aims to limit tracking error relative to benchmarks. That model supports both traditional long‑only and 130/30 (long/short) implementations; trades are aggregated across like strategy accounts and the firm discloses the use of short selling and related borrowing or leverage in certain strategies with specified volatility and tracking‑error targets.

Notable and relatively uncommon aspects include the firm’s public presentation of past performance and the availability of a compound performance‑based fee option (a smaller fixed fee plus a performance share with loss carry‑forwards and high‑water‑mark mechanics) offered only to qualified clients. The firm also runs an event‑driven merger‑arbitrage product and niche biotechnology sleeves alongside its quantitative 130/30s, maintains non‑marketed founder bond accounts, and executes trading primarily through an online discount broker with fees deducted daily.

Client services

Portfolio management

Expertise

Active portfolio management ESG / Sustainable investing Private / alternative investments Wealth management

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Fee options

Percentage

$0 - $25,000,000: 0.60% $25,000,001 - $50,000,000: 0.40% $50,000,001 - $100,000,000: 0.30% $100,000,001+: 0.20%

Performance-based

Available only to qualified clients; compound fee with fixed component smaller than traditional flat fee plus 20% of excess returns over benchmark with high-water-marks

Other

Account minimum: $100,000 Fee-only: Traditional flat fees are negotiable and calculated as fixed percentage of account size; performance-based fees offered to qualified clients

Main office

17 Hendrickson Road, Suite 100

Lawrenceville NJ 08648

Advisors at this office

2

Most active in

New Jersey · Pennsylvania

Also doing business as

Constantia Capital LLC · Constantia Capital Limited Liability Company

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Harvey F

CFA®, Series 63

Lawrenceville, NJ

Constantia Capital LLC

Harvey Fram is a CFA® charterholder with 12 years of industry experience and has been with Constantia Capital LLC since 2013. He holds a Series 63 license and is based in Lawrenceville, NJ. Constantia Capital provides discretionary investment management primarily to medium and high net-worth individuals, institutions, employee benefit plans, trusts, and estates. The firm employs quantitatively driven portfolio strategies, including actively managed 130/30 and enhanced large-cap approaches, alongside niche products such as event-driven merger-arbitrage and passive biotech sub-strategies.

Active portfolio management ESG / Sustainable investing Private / alternative investments Wealth management
user avatar

Phillip F

Series 65

Lawrenceville, NJ

Constantia Capital LLC

Phillip Fine is a financial advisor at Constantia Capital LLC with nine years of industry experience. He holds a Series 65 designation and has been with Constantia Capital since 2013. Constantia Capital provides discretionary investment management primarily to medium and high net-worth individuals, as well as institutions, employee benefit plans, trusts, and estates. The firm employs a quantitatively driven investment process using proprietary models to manage a range of portfolio strategies, including quantitative equity, event-driven merger-arbitrage, dividend/yield, and wealth management allocations.

Active portfolio management ESG / Sustainable investing Private / alternative investments Wealth management
View complete list of advisors at this firm
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